RUTH O. SHAW, ET AL.,
APPELLANTS 94-923 v. JAMES B. HUNT, JR., GOVERNOR OF NORTH CAROLINA, ET
AL. JAMES ARTHUR POPE, ET AL., APPELLANTS 94-924 v. JAMES B. HUNT, JR.,
GOVERNOR OF NORTH CAROLINA, ET AL.
No. 94-923.
SUPREME COURT OF THE UNITED
STATES
517 U.S. 899; 116 S. Ct. 1894; 135
L. Ed. 2d 207; 1996 U.S. LEXIS 3880; 64 U.S.L.W. 4437; 96 Cal. Daily Op.
Service 4215; 96 Daily Journal DAR 6793; 9 Fla. L. Weekly Fed. S 686
December 5, 1995, Argued
June 13, 1996 * , Decided
* Together with No. 94-924,
Pope et al. v. Hunt, Governor of North Carolina, et al., also on appeal
from the same court.
PRIOR HISTORY: ON APPEALS FROM
THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH
CAROLINA.
DISPOSITION: 861 F. Supp. 408,
reversed.
OVERVIEW: When North
Carolina's congressional delegation seats increased, a new reapportionment
plan was adopted that included one majority-black district. When the plan
was submitted to the U.S. Attorney General (AG) for preclearance, the AG
objected to the proposed plan. The state legislature revised the plan,
which included a second majority-black district. The AG nonetheless
precleared the revised plan. Both minority-majority districts had
unconventional boundary lines. On appeal, appellees mainly justified the
revised plan by reliance on their asserted compelling governmental
interest: compliance with the Voting Rights Act § 5 and § 2, 42 U.S.C.S.
§ § 1973c and 1973. With respect to § 5, the Court held that Department
of Justice lacked statutory authority to require states to create
majority-minority districts whenever possible. With respect to § 2, the
Court held that even with the assumption that compliance was a compelling
governmental interest, redistricting plan did not survive strict scrutiny
because it was not narrowly tailored.
OUTCOME: The Court reversed
the judgment of the district court.
COUNSEL: Robinson O. Everett
argued the cause and filed briefs for appellants in No. 94-923.
Thomas A. Farr argued the
cause and filed briefs for appellants in No. 94-924. With him on the
briefs were Thomas F. Ellis, James C. Dever III, and Craig D. Mills.
Edwin M. Speas, Jr., Senior
Deputy Attorney General of North Carolina, argued the cause for appellees
Hunt et al. in both cases. With him on the brief for state appellees were
Michael F. Easley, Attorney General, and Tiare B. Smiley, Special Deputy
Attorney General. Julius L. Chambers argued the cause for appellees
Gingles et al. in both cases. With him on the brief were Anita S. Hodgkiss,
Adam Stein, James E. Ferguson II, Elaine R. Jones, Theodore M. Shaw,
Norman J. Chachkin, and Jacqueline A. Berrien.
Deputy Solicitor General
Bender argued the cause for the United States as amicus curiae urging
affirmance. With him on the brief were Solicitor General Days, Assistant
Attorney General Patrick, Beth S. Brinkmann, Steven H. Rosenbaum, and
Miriam R. Eisenstein. +
+ Anthony T. Caso and
Deborah J. La Fetra filed a brief for the Pacific Legal Foundation
urging reversal.
Briefs of amicus curiae
urging affirmance were filed for the American Civil Liberties Union et
al. by Laughlin McDonald, Neil Bradley, Steven R. Shapiro, Paul C.
Saunders, Herbert J. Hansell, Barbara R. Arnwine, Thomas J. Henderson,
and Brenda Wright; and for the North Carolina Legislative Black Caucus
et al. by Pamela S. Karlan and Eben Moglen.
A. Leon Higginbotham, Jr.,
filed a brief for the Congressional Black Caucus as amicus curiae.
JUDGES: REHNQUIST, C. J.,
delivered the opinion of the Court, in which O'CONNOR, SCALIA, KENNEDY,
and THOMAS, JJ., joined. STEVENS, J., filed a dissenting opinion, in which
GINSBURG and BREYER, JJ., joined as to Parts II, III, IV, and V, post, p.
918. SOUTER, J., filed a dissenting opinion, in which GINSBURG and BREYER,
JJ., joined, post, p. 951.
OPINIONBY: REHNQUIST
OPINION: [***216]
[**1899] [*901] CHIEF JUSTICE
REHNQUIST delivered the opinion of the Court.
[***LEdHR1A] [1A] [***LEdHR2A]
[2A] [***LEdHR3A] [3A]This suit is here for a second time. In Shaw v.
Reno, 509 U.S. 630, 125 L. Ed. 2d 511, 113 S. Ct. 2816 (1993) (Shaw I), we
held that plaintiffs whose complaint alleged that the deliberate
segregation of voters into separate and bizarre-looking districts on the
basis of race stated a claim for relief under the Equal Protection Clause
of the Fourteenth Amendment. We remanded the case for further
consideration by the District Court. That court held that the North
Carolina redistricting plan did classify
[*902] voters by race, but
that the classification survived strict scrutiny and therefore did not
offend the Constitution. We now hold that the North Carolina plan does
violate the Equal Protection Clause because the State's reapportionment
scheme is not narrowly tailored to serve a compelling state interest.
The facts are set out in
detail in our prior opinion, and we shall only summarize them here. After
the 1990 [***217] census, North Carolina's congressional delegation
increased from 11 to 12 members. The State General Assembly adopted a
reapportionment plan, Chapter 601, that included one majority-black
district, District 1, located in the northeastern region of the State.
1991 N. C. Sess. Laws, ch. 601. The legislature then submitted the plan to
the Attorney General of the United States for preclearance under § 5 of
the Voting Rights Act of 1965, 79 Stat. 439, as amended, 42 U.S.C. §
1973c (1988 ed.). The Assistant Attorney General for Civil Rights, acting
on the Attorney General's behalf, objected to the proposed plan because it
failed "to give effect to black and Native American voting
strength" in "the south-central to southeastern part of the
state" and opined that the State's reasons for not creating a second
majority-minority district appeared "to be pretextual." App.
151-153. Duly chastened, the legislature revised its districting scheme to
include a second majority-black district. 1991 N. C. Extra Sess. Laws, ch.
7. The new plan, Chapter 7, located the minority district, District 12, in
the north-central or Piedmont region, not in the south-central or
south-eastern region identified in the Justice Department's objection
letter. The Attorney General nonetheless precleared the revised plan.
By anyone's measure, the
boundary lines of Districts 1 and 12 are unconventional. A map portrays
the districts' deviance far better than words, see the Appendix to the
opinion of the Court in Shaw I, supra, but our prior opinion describes
them as follows:
[*903] "The first of
the two majority-black districts . . . is somewhat hook shaped. Centered
in the northeast portion of the State, it moves southward until it
tapers to a narrow band; then, with finger-like extensions, it reaches
far into the southern-most part of the State near the South Carolina
border. . . .
"The second
majority-black district, District 12, is even more unusually shaped. It
is approximately 160 miles long and, for much of its length, no wider
than the [Interstate]-85 corridor. It winds in snakelike fashion through
tobacco country, financial centers, and manufacturing areas 'until it
gobbles in enough enclaves of black neighborhoods.'" Shaw I, supra,
at 635-636 (citation omitted).
Five North Carolinians commenced the
present action in the United States District Court for the Eastern
District of North Carolina against various state officials. n1 Following
our reversal of the District Court's dismissal of their complaint in Shaw
I, the District Court allowed a number of individuals to intervene, 11 on
behalf of the plaintiffs and 22 for the defendants. After a 6-day trial,
the District Court unanimously found "that the Plan's lines were
deliberately drawn to produce one or more districts of a certain racial
composition." 861 F. Supp. 408, 417, 473-474 (1994). A majority of
the court held that the plan was constitutional, nonetheless, because it
was narrowly tailored to further the State's compelling interests in
[**1900] complying with [***218] § § 2 and 5 of the Voting Rights Act,
42 U.S.C. § § 1973, 1973c. 861 F. Supp., at 474. The dissenting judge
disagreed with that portion of the judgment. We noted probable
jurisdiction. 515 U.S. 1172 (1995).
n1 The complaint also named the
Attorney General of the United States and the Assistant Attorney General
for the Civil Rights Division as defendants. The District Court granted
the federal officials' motion to dismiss, Shaw v. Barr, 808 F. Supp. 461
(EDNC 1992).
[*904]
[***LEdHR4] [4]As a
preliminary matter, appellees challenge appellants' standing to continue
this lawsuit. In United States v. Hays, 515 U.S. 737, 132 L. Ed. 2d 635,
115 S. Ct. 2431 (1995), we recognized that a plaintiff who resides in a
district which is the subject of a racial gerrymander claim has standing
to challenge the legislation which created that district, but that a
plaintiff from outside that district lacks standing absent specific
evidence that he personally has been subjected to a racial classification.
Two appellants, Ruth Shaw and Melvin Shimm, live in District 12 and thus
have standing to challenge that part of Chapter 7 which defines District
12. See Miller v. Johnson, 515 U.S. 900, 909, 132 L. Ed. 2d 762, 115 S.
Ct. 2475 (1995). The remaining appellants do not reside in District 1,
however, and they have not provided specific evidence that they personally
were assigned to their voting districts on the basis of race. Therefore,
we conclude that only Shaw and Shimm have standing and only with respect
to District 12. n2
n2 JUSTICE STEVENS would dismiss the
complaint for a lack of standing. Post, at 921-923. Here, as in other
places in his dissent, JUSTICE STEVENS' disagreement is more with the
Court's prior decisions in Shaw I, 509 U.S. 630, 125 L. Ed. 2d 511, 113
S. Ct. 2816 (1993), United States v. Hays, 515 U.S. 737, 132 L. Ed. 2d
635, 115 S. Ct. 2431 (1995), and Miller v. Johnson, 515 U.S. 900, 132 L.
Ed. 2d 762, 115 S. Ct. 2475 (1995), than with this decision. JUSTICE
STEVENS challenged the Court's standing analysis and its finding of
cognizable injury in both Hays, supra, at 751 (STEVENS, J., concurring
in judgment), and Miller, supra, at 929-931 (STEVENS, J., dissenting),
and both Justice White and JUSTICE SOUTER advanced many of the same
arguments in Shaw I. See Shaw I, 509 U.S. at 659-674 (White, J.,
dissenting); id., at 680-687, and n. 9 (SOUTER, J., dissenting). Their
position has been repeatedly rejected by the Court. See id., at 644-652;
Miller, supra, at 909; and Hays, supra, at 744-745.
[***LEdHR5] [5]We explained in
Miller v. Johnson that a racially gerrymandered districting scheme, like
all laws that classify citizens on the basis of race, is constitutionally
suspect. Id., at 904-905; see also Shaw I, 509 U.S. at 657; Adarand
Constructors, Inc. v. Pena, 515 U.S. 200, 132 L. Ed. 2d 158, 115 S. Ct.
2097 (1995). This is true whether or not the reason for the racial
classification is benign
[*905] or the purpose remedial. Shaw I,
supra, at 642-643, 653; Adarand, supra, at 228-229. Applying traditional
equal protection principles in the voting-rights context is "a most
delicate task," Miller, supra, at 905, however, because a legislature
may be conscious of the voters' races without using race as a basis for
assigning voters to districts. Shaw I, supra, at 645-646; Miller, 515 U.S.
at 916. The constitutional wrong occurs when race becomes the
"dominant and controlling" consideration. Id., at 911, 915-916.
[***LEdHR6] [6] [***LEdHR7A] [7A]The
plaintiff bears the burden of proving the race-based motive and may do so
either through "circumstantial evidence of a district's shape and
demographics" or through "more direct evidence going to
legislative [***219] purpose." Id., at 916. After a detailed account
of the process that led to enactment of the challenged plan, the District
Court found that the General Assembly of North Carolina "deliberately
drew" District 12 so that it would have an effective voting majority
of black citizens. 861 F. Supp. at 473.
[***LEdHR7B] [7B]Appellees urge upon us
their view that this finding is not phrased in the same language that we
used in our opinion in Miller v. Johnson, supra, where we said that a
plaintiff must show "that race was the predominant factor motivating
the legislature's decision to place a significant number of voters within
or without a particular district." Id., at 916.
[***LEdHR1B] [1B] [***LEdHR7C]
[7C]The District Court, of course, did not have the benefit of our opinion
in Miller at the time it wrote its opinion. While it would have been
preferable for the court to have analyzed the case in terms of the
standard [**1901] laid down in Miller, that was not possible. This
circumstance has no consequence here because we think that the District
Court's findings, read in the light of the evidence that it had before it,
comport with the Miller standard.
First, the District Court had
evidence of the district's shape and demographics. The court observed
"the obvious fact" that the district's shape is "highly
irregular and geographically
[*906] non-compact by any
objective standard that can be conceived." 861 F. Supp. at 469. In
fact, the serpentine district has been dubbed the least geographically
compact district in the Nation. App. 332.
The District Court also had direct
evidence of the legislature's objective. The State's submission for
preclearance expressly acknowledged that Chapter 7's "overriding
purpose was to comply with the dictates of the Attorney General's December
18, 1991 letter and to create two congressional districts with effective
black voting majorities." App. 162 (emphasis added). This admission
was confirmed by Gerry Cohen, the plan's principal draftsman, who
testified that creating two majority-black districts was the
"principal reason" for Districts 1 and 12. Id., at 675; Tr. 514.
Indeed, appellees in their first appearance before the District Court
"formally conceded that the state legislature deliberately created
the two districts in a way to assure black-voter majorities," Shaw v.
Barr, 808 F. Supp. 461, 470 (EDNC 1992), and that concession again was
credited by the District Court on remand, 861 F. Supp. at 473-474. See
also Shaw I, supra, at 666 (White, J., dissenting) ("The State has
made no mystery of its intent, which was to respond to the Attorney
General's objections by improving the minority group's prospects of
electing a candidate of its choice" (citation omitted)). Here, as in
Miller, "we fail to see how the District Court could have reached any
conclusion other than that race was the predominant factor in drawing [the
challenged district]." Miller, supra, at 918.
[***LEdHR8A] [8A] [***LEdHR9]
[9]In his dissent, JUSTICE STEVENS argues that strict scrutiny does not
apply where a State "respects" or "compl[ies] with
traditional districting principles." Post, at 931-932
("Race-based districting which respects traditional districting
principles does not give rise to constitutional suspicion"), [***220]
post, at 932 ("Miller demonstrates that although States may avoid
strict scrutiny by complying with traditional districting principles . .
."). That, however, is not the
[*907] standard announced and
applied in Miller, n3 where we held that strict scrutiny applies when race
is the "predominant" consideration in drawing the district lines
such that "the legislature subordinate[s] traditional race-neutral
districting principles . . . to racial considerations." Miller,
supra, at 916. (JUSTICE STEVENS articulates the correct standard in his
dissent, post, at 930, but he fails to properly apply it.) The Miller
standard is quite different from the one that JUSTICE STEVENS advances, as
an examination of the dissent's reasoning demonstrates. The dissent
explains that "two race-neutral, traditional districting
criteria" were at work in determining the shape and placement of
District 12, and from this suggests that strict scrutiny should not apply.
Post, at 936-939. We do not quarrel with the dissent's claims that, in
shaping District 12, the State effectuated its interest in creating one
rural and one urban district, and that partisan politicking was actively
at work in the districting process. That the legislature addressed these
interests does not in any way refute the fact that race was the
legislature's predominant consideration. Race was the criterion that, in
the State's view, could not be compromised; respecting communities of
interest and protecting Democratic incumbents came into [**1902] play only
after the race-based decision had been made.
[***LEdHR8B] [8B]
n3 JUSTICE STEVENS in
dissent incorrectly readsMiller as demonstrating that "although
States may avoid strict scrutiny by complying with traditional
districting principles, they may not do so by proffering pretextual,
race-neutral explanations." Post, at 932. Miller plainly states
that although "compliance with 'traditional districting principles
such as compactness, contiguity, and respect for political subdivisions'
may well suffice to refute a claim of racial gerrymandering," a
State cannot make such a refutation where "those factors were
subordinated to racial objectives." Miller, 515 U.S. at 919
(citation omitted) (emphasis added).
[***LEdHR10] [10] [***LEdHR11]
[11] Racial classifications are antithetical to the Fourteenth Amendment,
whose "central purpose" was "to eliminate racial
discrimination emanating from official sources in the States."
McLaughlin v. Florida, 379 U.S. 184, 192, 13 L. Ed. 2d 222, 85 S. Ct. 283
(1964);
[*908] Richmond v. J. A. Croson Co.,
488 U.S. 469, 491, 102 L. Ed. 2d 854, 109 S. Ct. 706 (1989) (opinion of
O'CONNOR, J.) ("The Framers of the Fourteenth Amendment . . . desired
to place clear limits on the States' use of race as a criterion for
legislative action, and to have the federal courts enforce those
limitations"). While appreciating that a racial classification causes
"fundamental injury" to the "individual rights of a
person," Goodman v. Lukens Steel Co., 482 U.S. 656, 661, 96 L. Ed. 2d
572, 107 S. Ct. 2617 (1987), we have recognized that, under certain
circumstances, drawing racial distinctions is permissible where a
governmental body is pursuing a "compelling state interest." A
State, however, is constrained in how it may pursue that end: "The
means chosen to accomplish the State's asserted purpose must be
specifically and narrowly framed to accomplish that purpose." Wygant
v. Jackson Bd. of Ed., 476 U.S. 267, 280, 90 L. Ed. 2d 260, 106 S. Ct.
1842 (1986) (opinion of Powell, J.). North Carolina, therefore, must show
not only that its redistricting [***221] plan was in pursuit of a
compelling state interest, but also that "its districting legislation
is narrowly tailored to achieve [that] compelling interest." Miller,
515 U.S. at 920.
[***LEdHR12A] [12A]
[***LEdHR13A] [13A] [***LEdHR14A] [14A]Appellees point to three separate
compelling interests to sustain District 12: to eradicate the effects of
past and present discrimination; to comply with § 5 of the Voting Rights
Act; and to comply with § 2 of that Act. We address each in turn. n4
[***LEdHR12B] [12B]
[***LEdHR13B] [13B] [***LEdHR14B] [14B]
n4 JUSTICE STEVENS in
dissent discerns three reasons that he believes"may have
motivated" the legislators to favor the creation of the two
minority districts and that he believes together amount to a compelling
state interest. Post, at 941. As we explain below, a racial
classification cannot withstand strict scrutiny based upon speculation
about what "may have motivated" the legislature. To be a
compelling interest, the State must show that the alleged objective was
the legislature's "actual purpose" for the discriminatory
classification, see Mississippi Univ. for Women v. Hogan, 458 U.S. 718,
730, 73 L. Ed. 2d 1090, 102 S. Ct. 3331, and n. 16 (1982), and the
legislature must have had a strong basis in evidence to support that
justification before it implements the classification. See infra, at
910. Even if the proper factual basis existed, we believe that the three
reasons JUSTICE STEVENS proffers, separately or combined, would not
amount to a compelling interest. First, the dissent seems to acknowledge
that its initial reason -- the "sorry history of race relations in
North Carolina," post, at 941 -- did not itself drive the decision
to create the minority districts, presumably for the reasons we discuss
infra, at 910. The dissent contends next that an "acceptable reason
for creating a second majority-minority district" was the
"State's interest in avoiding the litigation that would have been
necessary to overcome the Attorney General's objection" under § 5.
Post, at 942. If this were true, however, Miller v. Johnson would have
been wrongly decided because there the Court rejected the contention
that complying with the Justice Department's preclearance objection
could be a compelling interest. Miller, supra, at 921-922. It
necessarily follows that avoiding the litigation required to overcome
the Department's objection could not be a compelling interest. The
dissent's final reason -- "the interest in avoiding the expense and
unpleasantness of [§ 2] litigation" "regardless of the
possible outcome of [that] litigation," post, at 943 -- sweeps too
broadly. We assume, arguendo, that a State may have a compelling
interest in complying with the properly interpreted Voting Rights Act.
Infra, at 915. But a State must also have a "strong basis in
evidence," see Shaw I, 509 U.S. at 656 (quoting Richmond v. J. A.
Croson Co., 488 U.S. 469, 500, 102 L. Ed. 2d 854, 109 S. Ct. 706
(1989)), for believing that it is violating the Act. It has no such
interest in avoiding meritless lawsuits.
[*909]
[***LEdHR15] [15]A State's
interest in remedying the effects of past or present racial discrimination
may in the proper case justify a government's use of racial distinctions.
Croson, 488 U.S. at 498-506. For that interest to rise to the level of a
compelling state interest, it must satisfy two conditions. First, the
discrimination must be "'identified discrimination.'" Id., at
499, 500, 505, 507, 509. "While the States and their subdivisions may
take remedial action when they possess evidence" of past or present
discrimination, "they must identify that discrimination, public or
private, with some specificity before they may use race-conscious
relief." Id., at 504. A generalized assertion of past discrimination
[**1903] in a particular industry or region is not adequate because it
"provides no guidance for a legislative body to determine the precise
scope of the injury it seeks to remedy." Id., at 498 (opinion of
O'CONNOR, J.). Accordingly, an effort to alleviate the
[*910] effects of societal
discrimination is not a compelling interest. Wygant, supra, at 274-275,
276, 288. n5 [***222] Second, the institution that makes the racial
distinction must have had a "strong basis in evidence" to
conclude that remedial action was necessary, "before it embarks on an
affirmative-action program," 476 U.S. at 277 (plurality opinion)
(emphasis added).
n5 For examples of this limitation in
application see Wygant, 476 U.S. at 274-276 (where a plurality of the
Court concluded that remedying societal discrimination and promoting
role models for students was not a compelling interest); Richmond v. J.
A. Croson Co., supra, at 498-506.
[***LEdHR1C] [1C] [***LEdHR16A] [16A]In
this suit, the District Court found that an interest in ameliorating past
discrimination did not actually precipitate the use of race in the
redistricting plan. While some legislators invoked the State's history of
discrimination as an argument for creating a second majority-black
district, the court found that these members did not have enough voting
power to have caused the creation of the second district on that basis
alone. 861 F. Supp. at 471.
[***LEdHR16B] [16B]Appellees,
to support their claim that the plan was drawn to remedy past
discrimination, rely on passages from two reports prepared for this
litigation by a historian and a social scientist. Brief for Appellees
Gingles et al. 40-44, citing H. Watson, Race and Politics in North
Carolina, 1865-1994, App. 610-624 (excerpts), and J. Kousser, After 120
Years: Redistricting and Racial Discrimination in North Carolina, id., at
602-609 (excerpts). Obviously these reports, both dated March 1994, were
not before the General Assembly when it enacted Chapter 7. And there is
little to suggest that the legislature considered the historical events
and social-science data that the reports recount, beyond what individual
members may have recalled from personal experience. We certainly cannot
say on the basis of these reports that the District Court's findings on
this point were clearly erroneous.
[*911]
[***LEdHR2B] [2B]Appellees
devote most of their efforts to arguing that the race-based redistricting
was constitutionally justified by the State's duty to comply with the
Voting Rights Act. The District Court agreed and held that compliance with
§ § 2 and 5 of the Act could be, and in this suit was, a compelling
state interest. 861 F. Supp. at 437. In Miller, we expressly left open the
question whether under the proper circumstances compliance with the Voting
Rights Act, on its own, could be a compelling interest. Miller, 515 U.S.
at 921 ("whether or not in some cases compliance with the Voting
Rights Act, standing alone, can provide a compelling interest independent
of any interest in remedying past discrimination . . ."). Here once
again we do not reach that question because we find that creating an
additional majority-black district was not required under a correct
reading of § 5 and that District 12, as drawn, is not a remedy narrowly
tailored to the State's professed interest in avoiding § 2 liability.
With respect to § 5 of the
Voting Rights Act, we believe our decision in Miller forecloses the
argument, adopted by the District Court, that failure to engage in the
race-based districting would have violated that section. In Miller, we
considered an equal protection challenge to Georgia's Eleventh
Congressional District. As appellees do here, Georgia contended that its
redistricting plan was [***223] necessary to meet the Justice Department's
preclearance demands. The Justice Department had interposed an objection
to a prior plan that created only two majority-minority districts. We held
that the challenged congressional plan was not required by a correct
reading of § 5 and therefore compliance with that law could not justify
race-based districting. Id., at 921 ("Compliance with federal
antidiscrimination laws cannot justify race-based districting where the
challenged district was not reasonably necessary under a constitutional
reading and application of those laws").
[*912] [**1904] We believe the same
conclusion must be drawn here. North Carolina's first plan, Chapter 601,
indisputably was ameliorative, having created the first majority-black
district in recent history. Thus, that plan, "'even if [it] fall[s]
short of what might be accomplished in terms of increasing minority
representation,'" "'cannot violate § 5 unless the new
apportionment itself so discriminates on the basis of race or color as to
violate the Constitution.'" Id., at 924, quoting Days, Section 5 and
the Role of the Justice Department, in B. Grofman & C. Davidson,
Controversies in Minority Voting 56 (1992), and Beer v. United States, 425
U.S. 130, 141, 47 L. Ed. 2d 629, 96 S. Ct. 1357 (1976).
As in Miller, the United
States relies on the purpose prong of § 5 to explain the Department's
preclearance objections, alleging that North Carolina, for pretextual
reasons, did not create a second majority-minority district. Brief for
United States as Amicus Curiae 24. We again find the Government's position
"insupportable." Miller, supra, at 924. The General Assembly, in
its submission filed with Chapter 601, explained why it did not create a
second minority district; among its goals were "to keep precincts
whole, to avoid dividing counties into more than two districts, and to
give black voters a fair amount of influence by creating at least one
district that was majority black in voter registration and by creating a
substantial number of other districts in which black voters would exercise
a significant influence over the choice of congressmen." App. 142.
The submission also explained in detail the disadvantages of other
proposed plans. See, e. g. id., at 139, 140, 143 (Balmer Congress 6.2
Plan's "second 'minority' district did not have effective minority
voting majority" because it "depended on the cohesion of black
and Native American voters, and no such pattern was evident" and
"this plan dramatically decreased black influence" in four other
districts). A memorandum, sent to the Department of Justice on behalf of
the legislators in charge of the redistricting process, provided still
further reasons for the State's decision not to draw two minority
districts as
[*913] urged by various
interested parties. App. 94-138; 861 F. Supp. at 480-481, n. 9 (Voorhees,
C. J., dissenting). We have recognized that a "State's policy of
adhering to other districting principles instead of creating as many
majority-minority districts as possible does not support an inference that
the plan 'so discriminates on the basis of race or color as to violate the
Constitution,' and thus cannot provide any basis under § 5 for the
Justice Department's objection." Miller, supra, at 924 (citations
omitted).
[***LEdHR17] [17]It appears
that the Justice [***224] Department was pursuing in North Carolina the
same policy of maximizing the number of majority-black districts that it
pursued in Georgia. See Miller, supra, at 924-925, and n. The two States
underwent the preclearance processes during the same time period and the
objection letters they received from the Civil Rights Division were
substantially alike. App. in Miller v. Johnson, O. T. 1994, No. 94-631,
pp. 99-107. A North Carolina legislator recalled being told by the
Assistant Attorney General that "you have twenty-two percent black
people in this State, you must have as close to twenty-two percent black
Congressmen, or black Congressional Districts in this State." App.
201. See also Deposition of Senator Dennis Winner, id., at 698. We
explained in Miller that this maximization policy is not properly grounded
in § 5 and the Department's authority thereunder. 515 U.S., at 925
("In utilizing § 5 to require States to create majority-minority
districts wherever possible, the Department of Justice expanded its
authority under the statute beyond what Congress intended and we have
upheld"). We again reject the Department's expansive interpretation
of § 5. Id., at 926-927. Cf. Johnson v. De Grandy, 512 U.S. 997, 1017,
129 L. Ed. 2d 775, 114 S. Ct. 2647 (1994) ("Failure to maximize
cannot be the measure of § 2"). n6
n6 The United States
attempts to distinguish this suit from Miller by relying on the District
Court's finding that North Carolina conducted "its own independent
reassessment" of Chapter 601 and found "the Department's
objection was legally and factually supportable." Brief for United
States as Amicus Curiae 25; 861 F. Supp. 408, 474 (1994) (case below).
The "reassessment" was the legislature's determination that it
may be susceptible to a § 2 challenge. Id., at 464-465. Even if the
General Assembly properly reached that conclusion, we doubt that a
showing of discriminatory effect under § 2, alone, could support a
claim of discriminatory purpose under § 5. Even if discriminatory
purpose could be shown, the means of avoiding such a violation could be
race neutral, and so we also doubt that the prospect of violating the
purpose prong of § 5 could justify a race-based redistricting plan such
as the one implemented by North Carolina.
[*914]
[***LEdHR18] [18] [**1905] With respect
to § 2, appellees contend, and the District Court found, that failure to
enact a plan with a second majority-black district would have left the
State vulnerable to a lawsuit under this section. Our precedent
establishes that a plaintiff may allege a § 2 violation in a
single-member district if the manipulation of districting lines fragments
politically cohesive minority voters among several districts or packs them
into one district or a small number of districts, and thereby dilutes the
voting strength of members of the minority population. Id., at 1007. To
prevail on such a claim, a plaintiff must prove that the minority group
"is sufficiently large and geographically compact to constitute a
majority in a single-member district"; that the minority group
"is politically cohesive"; and that "the white majority
votes sufficiently as a bloc to enable it . . . usually to defeat the
minority's preferred candidate." Thornburg v. Gingles, 478 U.S. 30,
50-51, 92 L. Ed. 2d 25, 106 S. Ct. 2752 (1986); Growe v. Emison, 507 U.S.
25, 122 L. Ed. 2d 388, 113 S. Ct. 1075 (1993) (recognizing that the three
Gingles preconditions would apply to a § 2 challenge to a single-member
district). A court must also consider all other relevant circumstances and
must ultimately find based on the totality of those circumstances that
members of a protected class "have less opportunity than other
members [***225] of the electorate to participate in the political process
and to elect representatives of their choice." 42 U.S.C. § 1973(b).
See De Grandy, supra, at 1010-1012.
[*915]
[***LEdHR1D] [1D] [***LEdHR3B]
[3B]We assume, arguendo, for the purpose of resolving this suit, that
compliance with § 2 could be a compelling interest, and we likewise
assume, arguendo, that the General Assembly believed a second
majority-minority district was needed in order not to violate § 2, and
that the legislature at the time it acted had a strong basis in evidence
to support that conclusion. We hold that even with the benefit of these
assumptions, the North Carolina plan does not survive strict scrutiny
because the remedy -- the creation of District 12 -- is not narrowly
tailored to the asserted end.
[***LEdHR19] [19]Although we
have not always provided precise guidance on how closely the means (the
racial classification) must serve the end (the justification or compelling
interest), we have always expected that the legislative action would
substantially address, if not achieve, the avowed purpose. See Miller,
supra, at 922 ("The judiciary retains an independent obligation . . .
to ensure that the State's actions are narrowly tailored to achieve a
compelling interest"); Wygant, 476 U.S. at 280 (opinion of Powell,
J.) ("The means chosen to accomplish the State's asserted purpose
must be specifically and narrowly framed to accomplish that purpose")
id., at 278, n. 5 (opinion of Powell, J.) (race-based state action must be
remedial); Shaw I, 509 U.S. at 655 ("A reapportionment plan would not
be narrowly tailored to the goal of avoiding retrogression if the State
went beyond what was reasonably necessary to avoid retrogression").
Cf. Missouri v. Jenkins, 515 U.S. 70, 88, 132 L. Ed. 2d 63, 115 S. Ct.
2038 (1995) (With regard to the remedial authority of a federal court:
"'The remedy must . . . be related to "the condition alleged to
offend the Constitution . . . ."'" and must be "'remedial
in nature, that is, it must be designed as nearly as possible "to
restore the victims of discriminatory conduct to the position they would
have occupied in the absence of such conduct"'") (quoting
Milliken v. Bradley, 433 U.S. 267, 280-281, 53 L. Ed. 2d 745, 97 S. Ct.
2749 (1977), in turn quoting Milliken v. Bradley, 418 U.S. 717, 738, 746,
41 L. Ed. 2d 1069, 94 S. Ct. 3112 (1974)). Where, as
[*916] here, we assume
avoidance of § 2 liability [**1906] to be a compelling state interest, we
think that the racial classification would have to realize that goal; the
legislative action must, at a minimum, remedy the anticipated violation or
achieve compliance to be narrowly tailored. n7
n7 We do not suggest that
where the governmental interest is eradicating the effects of past
discrimination the race-based action necessarily would have to achieve
fully its task to be narrowly tailored.
[***LEdHR3C] [3C]District 12
could not remedy any potential § 2 violation. As discussed above, a
plaintiff must show that the minority group is "geographically
compact" to establish § 2 liability. No one looking at District 12
could reasonably suggest that the district contains a "geographically
compact" population of any race. See 861 F. Supp. at 469. Therefore
where that district sits, "there neither has been a wrong nor can be
a remedy." Growe, supra, at 41 (footnote omitted). n8
n8 JUSTICE STEVENS in
dissent argues that it does not matter that District 12 could not
possibly remedy a § 2 violation because he believes the State's plan
would avoid § 2 liability. Post, at 946-947. As support, JUSTICE
STEVENS relies on our decision in Johnson v. De Grandy, 512 U.S. 997,
129 L. Ed. 2d 775, 114 S. Ct. 2647 (1994), which he reads to say that
"a plaintiff cannot make out a prima facie case of vote dilution
under § 2 unless he can demonstrate that his proposed plan contains
more majority-minority districts than the State's." Post, at 946
(citing De Grandy, supra, at 1008). The dissent's reading is flawed by
its omission. In De Grandy, we presumed that the minority districts
drawn in the State's plan were lawfully drawn and, indeed, we expressly
stated that a vote-dilution claim under § 2 "requires the
possibility of creating more than the existing number of reasonably
compact districts with a sufficiently large minority population to elect
candidates of its choice." De Grandy, supra, at 1008 (emphasis
added).
[***LEdHR20A] [20A]Appellees
do not defend District [***226] 12 by arguing that the district is
geographically compact, however. Rather they contend, and a majority of
the District Court agreed, 861 F. Supp. at 454-455, n. 50, that once a
legislature has a strong basis in evidence for concluding that a § 2
violation exists in the State, it may draw a majority-minority district
anywhere, even if the district is in no way coincident with
[*917] the compact Gingles
district, as long as racially polarized voting exists where the district
is ultimately drawn. Tr. of Oral Arg. 50-51, 54-56.
[***LEdHR3D] [3D]
[***LEdHR20B] [20B]We find this position singularly unpersuasive. We do
not see how a district so drawn would avoid § 2 liability. If a § 2
violation is proved for a particular area, it flows from the fact that
individuals in this area "have less opportunity than other members of
the electorate to participate in the political process and to elect
representatives of their choice." 42 U.S.C. § 1973(b). The
vote-dilution injuries suffered by these persons are not remedied by
creating a safe majority-black district somewhere else in the State. For
example, if a geographically compact, cohesive minority population lives
in south-central to southeastern North Carolina, as the Justice
Department's objection letter suggested, District 12 that spans the
Piedmont Crescent would not address that § 2 violation. The black voters
of the south-central to south-eastern region would still be suffering
precisely the same injury that they suffered before District 12 was drawn.
District 12 would not address the professed interest of relieving the vote
dilution, much less be narrowly tailored to accomplish the goal.
[***LEdHR21] [21]
[***LEdHR22A] [22A]Arguing, as appellees do and the District Court did,
that the State may draw the district anywhere derives from a misconception
of the vote-dilution claim. To accept that the district may be placed
anywhere implies that the claim, and hence the coordinate right to an
undiluted vote (to cast a ballot equal among voters), belongs to the
minority as a group and not to its individual members. It does not. See §
1973 ("the right of any citizen"). n9
[***LEdHR22B] [22B]
n9 This does not mean that a § 2
plaintiff has the right to be placed in amajority-minority district once
a violation of the statute is shown. States retain broad discretion in
drawing districts to comply with the mandate of § 2. Voinovich v.
Quilter, 507 U.S. 146, 156-157, 122 L. Ed. 2d 500, 113 S. Ct. 1149
(1993); Growe v. Emison, 507 U.S. 25, 32-37, 122 L. Ed. 2d 388, 113 S.
Ct. 1075 (1993).
[*918]
[***LEdHR3E] [3E]The United
States submits that District 12 does, in fact, incorporate a
"substantial portio[n]" of the concentration of minority voters
that would have given rise to a § 2 claim. Brief for United States as
Amicus Curiae 27. Specifically, the Government claims that "District
12 . . . contains the heavy concentration [**1907] of African Americans in
Mecklenburg County, the same urban component included [***227] in the
second minority opportunity district in some of the alternative
plans." Ibid. The portion of District 12 that lies in Mecklenburg
County covers not more than 20% of the district. See Exhibit 301 of
Plaintiff-Intervenors, Map A, Map 9B. We do not think that this degree of
incorporation could mean that District 12 substantially addresses the § 2
violation. We hold, therefore, that District 12 is not narrowly tailored
to the State's asserted interest in complying with § 2 of the Voting
Rights Act.
For the foregoing reasons, the
judgment of the District Court is
Reversed.
DISSENTBY: STEVENS; SOUTER
DISSENT:
JUSTICE STEVENS, with whom
JUSTICE GINSBURG and JUSTICE BREYER join as to Parts II-V, dissenting.
As I have explained on prior occasions,
I am convinced that the Court's aggressive supervision of state action
designed to accommodate the political concerns of historically
disadvantaged minority groups is seriously misguided. A majority's attempt
to enable the minority to participate more effectively in the process of
democratic government should not be viewed with the same hostility that is
appropriate for oppressive and exclusionary abuses of political power.
See, e. g., Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 243-249, 132
L. Ed. 2d 158, 115 S. Ct. 2097 (1995) (STEVENS, J., dissenting); Miller v.
Johnson, 515 U.S. 900, 931-933, 132 L. Ed. 2d 762, 115 S. Ct. 2475 (1995)
(STEVENS, J., dissenting); Shaw v. Reno, 509 U.S. 630, 634-635, 125 L. Ed.
2d 511, 113 S. Ct. 2816 (1993) (Shaw I) (STEVENS, J., dissenting); Wygant
v. Jackson Bd. of Ed., 476 U.S. 267, 316-317, 90 L. Ed. 2d 260, 106 S. Ct.
1842 (1986) (STEVENS, J., dissenting); Cousins v. City Council
[*919] of Chicago, 466 F.2d
830, 852 (CA7 1972) (Stevens, J., dissenting). But even if we accept the
Court's refusal to recognize any distinction between two vastly different
kinds of situations, we should affirm the judgment of the District Court
in this case.
As the Court analyzes the
case, it raises three distinct questions: (1) Should North Carolina's
decision to create two congressional districts in which a majority of the
voters are African-American be subject to strict constitutional scrutiny?;
(2) If so, did North Carolina have a compelling interest in creating such
districts?; and (3) If so, was the creation of those districts
"narrowly tailored" to further the asserted compelling interest?
The Court inadequately explains its answer to the first question, and it
avoids answering the second because it concludes that its answer to the
third disposes of the case. In my estimation, the Court's disposition of
all three questions is most unsatisfactory.
After commenting on the
majority's treatment of the threshold jurisdictional issue, I shall
discuss separately the three questions outlined above. In doing so, I do
not mean to imply that I endorse the majority's effort to apply in rigid
fashion the strict scrutiny analysis developed for cases of a far
different type. I mean only to show that, even on its own terms, the
majority's analysis fails to convince.
I
I have explained previously
why I believe that the Court has failed to supply a coherent theory of
standing to justify its emerging and misguided race-based districting
jurisprudence. [***228] See Miller v. Johnson, 515 U.S. at 929-931
(STEVENS, J., dissenting); United States v. Hays, 515 U.S. 737, 750-751,
132 L. Ed. 2d 635, 115 S. Ct. 2431 (1995) (STEVENS, J., concurring in
judgment). The Court's analysis of the standing question in this case is
similarly unsatisfactory, and, in my view, reflects the fact that the
so-called Shaw claim seeks to employ the federal courts to impose a
particular form of electoral process,
[*920] rather than to redress
any racially discriminatory treatment that the electoral process has
imposed. In this instance, therefore, I shall consider the standing
question in light of the majority's assertions about the nature of the
underlying constitutional challenge.
I begin by noting that this case
reveals the Shaw claim to be useful less as a tool for [**1908] protecting
against racial discrimination than as a means by which state residents may
second-guess legislative districting in federal court for partisan ends.
The plaintiff-intervenors in this case are Republicans. It is apparent
from the record that their real grievance is that they are represented in
Congress by Democrats when they would prefer to be represented by members
of their own party. They do not suggest that the racial identity of their
representatives is a matter of concern, but it is obvious that their
political identity is critical. See Pope v. Blue, 809 F. Supp. 392 (WDNC
1992).
Significantly, from the outset
of the legislative deliberations, the Republican Party did not oppose the
creation of more than one majority-minority district. Indeed, several
plans proposed by the Republicans in the state legislature provided two
such districts. 861 F. Supp. 408, 460 (EDNC 1994). However, now that the
State has created a district that is designed to preserve Democratic
incumbents, and now that the plaintiff-intervenors' partisan
gerrymandering suit has been dismissed for failure to state a claim, these
intervenors have joined this racial gerrymandering challenge.
It is plain that these
intervenors are using their allegations of impermissibly race-based
districting to achieve the same substantive result that their previous,
less emotionally charged partisan gerrymandering challenge failed to
secure. In light of the amorphous nature of the race discrimination claim
recognized in Shaw I, it is inevitable that allegations of racial
gerrymandering will become a standard means by which unsuccessful
majority-race candidates, and their parties,
[*921] will seek to obtain
judicially what they could not obtain electorally.
Even if the other plaintiffs
to this litigation do object to the use of race in the districting process
for reasons other than partisan political advantage, the majority fails to
explain adequately the nature of their constitutional challenge, or why it
should be cognizable under the Equal Protection Clause. Not surprisingly,
therefore, the majority's explanation of why these plaintiffs have
standing to bring this challenge is unconvincing.
It is important to point out what these
plaintiffs do not claim. Counsel for appellees put the matter succinctly
when he stated that this case is not Gomillion v. Lightfoot, 364 U.S. 339,
5 L. Ed. 2d 110, 81 S. Ct. 125 (1960). n1 There, the plaintiffs had been
prohibited from voting in municipal elections; here, all voters remain
free [***229] to select representatives to Congress. Thus, while the
plaintiffs purport to be challenging an unconstitutional racial
gerrymander, they do not claim that they have been shut out of the
electoral process on account of race, or that their voting power has been
diluted as a consequence of race-based districting. Shaw I, 509 U.S. at
641.
n1 Tr. of Oral Arg. 58.
What then is the wrong that
these plaintiffs have suffered that entitles them to call upon a federal
court for redress? In Shaw I, the majority construed the plaintiffs' claim
to be that the Equal Protection Clause forbids race-based districting
designed solely to "separate" voters by race, and that North
Carolina's districting process violated the prohibition. Ibid. Even if
that were the claim before us, these plaintiffs should not have standing
to bring it. The record shows that North Carolina's districting plan
served to require these plaintiffs to share a district with voters of a
different race. Thus, the injury that these plaintiffs have suffered, to
the extent that there has been injury at all, stems
[*922] from the integrative
rather than the segregative effects of the State's redistricting plan.
Perhaps cognizant of this
incongruity, counsel for plaintiffs asserted a rather more abstract
objection to race-based districting at oral argument. He suggested that
the plaintiffs objected to the use of race in the districting process not
because of any adverse consequence that these plaintiffs, on account of
their race, had suffered more than other persons, but rather because the
State's failure to obey a constitutional command to legislate in a
color-blind manner conveyed a message to voters across the State that
[**1909] "there are two black districts and ten white
districts." n2 Tr. of Oral Arg. 5.
n2 Counsel went so far as to
liken the State's districting plan to state run water fountains that are
available to citizens of all races but are nevertheless labeled
"Black" and "White." He argued that the State's
racebased redistricting map constituted an unlawful racial
classification in the same way that the signs above the fountains would.
Although neither racial classification would deprive any person of a
tangible benefit -- water from both fountains and effective political
representation would remain equally available to persons of all races --
each would be unconstitutional because of the very fact that the State
had espoused a racial classification publicly. Id., at 5-6.
Such a challenge calls to mind
Justice Frankfurter's memorable characterization of the suit brought in
Colegrove v. Green, 328 U.S. 549, 552, 90 L. Ed. 1432, 66 S. Ct. 1198
(1946). "This is not an action to recover for damage because of the
discriminatory exclusion of a plaintiff from rights enjoyed by other
citizens," he explained. "The basis for the suit is not a
private wrong, but a wrong suffered by Illinois as a polity." Ibid.
Suits of this type necessarily press the boundaries of federal-court
jurisdiction, if they do not surpass it. When a federal court is called
upon, as it is here, to parse among varying legislative choices about the
political structure of a State, and when the litigant's claim ultimately
rests on "a difference of opinion as to the function of
representative government" rather than a claim of discriminatory
exclusion, Baker v. Carr, 369 U.S. 186, 333, 7 L. Ed. 2d 663, 82 S. Ct.
691 (1962) (Harlan, J., dissenting), there is reason for
[*923] pause. Cf. Lujan v.
Defenders of Wildlife, [***230] 504 U.S. 555, 573-574, 119 L. Ed. 2d 351,
112 S. Ct. 2130 (1992). n3
n3 There, a majority of the Court
stated that "we have consistently held that a plaintiff raising
only a generally available grievance about government -- claiming only
harm to his and every citizen's interest in proper application of the
Constitution and laws, and seeking relief that no more directly and
tangibly benefits him than it does the public at large -- does not state
an Article III case or controversy." Lujan v. Defenders of
Wildlife, 504 U.S. at 573-574.
Even if an objection to a
State's decision to forego colorblind districting is cognizable under some
constitutional provision, I do not understand why that provision should be
the Equal Protection Clause. In Reynolds v. Sims, 377 U.S. 533, 561, 12 L.
Ed. 2d 506, 84 S. Ct. 1362 (1964), we were careful to point out that
"[a] predominant consideration in determining whether a State's
legislative apportionment scheme constitutes an invidious discrimination
violative of rights asserted under the Equal Protection Clause is that the
rights allegedly impaired are individual and personal in nature." In
addition, in Palmer v. Thompson, 403 U.S. 217, 225, 29 L. Ed. 2d 438, 91
S. Ct. 1940 (1971), we explained that racially motivated legislation
violates the Equal Protection Clause only when the challenged legislation
"affect[s] blacks differently from whites."
To be sure, as some
commentators have noted, we have permitted generalized claims of harm
resulting from state sponsored messages to secure standing under the
Establishment Clause. Pildes & Niemi, Expressive Harms, "Bizarre
Districts," and Voting Rights: Evaluating Election-District
Appearances After Shaw v. Reno, 92 Mich. L. Rev. 483, 499-524 (1993). It
would be quite strange, however, to confer similarly broad standing under
the Equal Protection Clause because that Clause protects against wrongs
which by definition burden some persons but not others.
Here, of course, it appears
that no individual has been burdened more than any other. The supposedly
insidious messages that Shaw I contends will follow from extremely
irregular
[*924] race-based districting
will presumably be received in equal measure by all state residents. For
that reason, the claimed violation of a shared right to a color-blind
districting process would not seem to implicate the Equal Protection
Clause at all precisely because it rests neither on a challenge to the
State's decision to distribute burdens and benefits unequally, nor on a
claim that the State's formally equal treatment of its citizens in fact
stamps persons of one race with a badge of inferiority. See Bush v. Vera,
post, at 1052-1054 (SOUTER, J., dissenting).
[**1910] Indeed, to the extent that any
person has been burdened more than any other by the State's districting
plan, geography rather than race would seem to be to blame. The State has
not chosen to subject only persons of a particular race to race-based
districting. Rather, the State has selected certain geographical regions
in which all voters -- both white and black -- have been assigned to
race-based districts. Thus, what distinguishes those residents who have
received a "color-blind" districting process from those who have
not is geography rather than racial identity. Not surprisingly, therefore,
Shaw I emphasizes that the race of the members of the plaintiff class is
irrelevant. Shaw I, 509 U.S. at 641.
Given the absence of any
showing, [***231] or, indeed, any allegation, that any person has been
harmed more than any other on account of race, the Court's decision to
entertain the claim of these plaintiffs would seem to emanate less from
the Equal Protection Clause's bar against racial discrimination than from
the Court's unarticulated recognition of a new substantive due process
right to "color-blind" districting itself. See id., at 641-642.
n4 Revealed for what it is, the constitutional
[*925] claim before us
ultimately depends for its success on little more than speculative
judicial suppositions about the societal message that is to be gleaned
from race-based districting. I know of no workable constitutional
principle, however, that can discern whether the message conveyed is a
distressing endorsement of racial separatism, or an inspiring call to
integrate the political process. As a result, I know of no basis for
recognizing the right to color-blind districting that has been asserted
here.
n4 The Court's decisions in
Powers v. Ohio, 499 U.S. 400, 113 L. Ed. 2d 411, 111 S. Ct. 1364 (1991),
and Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69, 106 S. Ct. 1712
(1986), are not to the contrary. There, we have held that defendants
have third-party standing, no matter what their race, to assert the
rights of jurors, who have been deprived because of their race of a
benefit available to all others. No voter in this litigation has shown
either that he has uniquely been denied an otherwise generally available
benefit on account of race, or that anyone else has.
Even if there were some merit
to the constitutional claim, it is at least clear that it requires the
recognition of a new constitutional right. For that very reason, the
Court's suggestion that pre-Shaw, race discrimination precedent somehow
compels the application of strict scrutiny is disingenuous. The fact that
our equal protection jurisprudence requires strict scrutiny of a claim
that the State has used race as a criterion for imposing burdens on some
persons but not others does not mean that the Constitution demands that a
similar level of review obtain for a claim that the State has used race to
impose equal burdens on the polity as a whole, or upon some nonracially
defined portion thereof. As to the latter claim, the State may well
deserve more deference when it determines that racial considerations are
legitimate in a context that results in no race-based, unequal treatment.
To take but one example, I do
not believe that it would make sense to apply strict scrutiny to the
Federal Government's decision to require citizens to identify their race
on census forms, even though that requirement would force citizens to
classify themselves racially, and even though such a requirement would
arguably convey an insidious message about the Government's continuing
belief that race remains relevant to the formulation of public policy. Of
course, if the Federal Government required only those persons residing in
[*926] the Midwest to identify
their race on the census form, I do not doubt that only persons living in
States in that region who filled out the forms would have standing to
bring the constitutional challenge. I do doubt, however, whether our equal
protection jurisprudence would require a federal court to evaluate the
claim itself under strict scrutiny. In such a case, the only unequal
treatment would have resulted from the State's decision to discriminate on
the basis of geography, a race-neutral selection criterion that has not
generally been thought to necessitate close judicial review.
The majority ignores these concerns
[***232] and simply applies the standing test set forth in United States
v. Hays, 515 U.S. 737, 132 L. Ed. 2d 635, 115 S. Ct. 2431 (1995), on the
[**1911] apparent assumption that this test adequately identifies those
who have been personally denied "equal treatment" on account of
race. Id., at 745. In Hays, the Court held that a plaintiff has standing
to challenge a State's use of race in districting for Shaw claims if he
(1) lives in a district that allegedly constitutes a racial gerrymander or
(2) shows that, although he resides outside such a district, he has been
personally subject to a racial classification. Ante, at 904. On this
basis, the Court concludes that none of the plaintiffs in this action has
standing to challenge District 1, but that two of them have standing to
challenge District 12. Ibid.
As I understand it, the
distinction drawn in Hays between those who live within a district, and
those who do not, is thought to be relevant because voters who live in the
"gerrymandered" district will have suffered the
"personal" injuries inflicted by race-based districting more
than other state residents. n5 Those injuries are said to be
"representational" harms in the sense that race-based
districting may cause officeholders to represent only those of the
majority race in
[*927] their district, or
"stigmatic" harms, in the sense that the race-based line-drawing
may promote racial hostility. United States v. Hays, 515 U.S. at 744-745;
Shaw I, 509 U.S. at 646-649.
n5 As I have explained, even
if the Hays test showed that much, it would still only demonstrate that
the State had used geography, rather than race, to select the citizens
who would be deprived of a color-blind districting process.
Even if I were to accept the
flawed assumption that the Hays test serves to identify any voter who has
been burdened more than any other as a consequence of his race, I would
still find it a most puzzling inquiry. What the Court fails to explain, as
it failed to explain in Hays, is why evidence showing either that one
lives in an allegedly racially gerrymandered district or that one's
district assignment directly resulted from a racial classification should
suffice to distinguish those who have suffered the representational and
stigmatic harms that supposedly follow from race-based districting from
those who have not.
If representational injuries
are what one must show to secure standing under Hays, then a demonstration
that a voter's race led to his assignment to a particular district would
perhaps be relevant to the jurisdictional inquiry, but surely not
sufficient to satisfy it. There is no necessary correlation between
race-based districting assignments and inadequate representation. See
Davis v. Bandemer, 478 U.S. 109, 132, 92 L. Ed. 2d 85, 106 S. Ct. 2797
(1986) (opinion of White, J.). Indeed, any assumption that such a
correlation exists could only be based on a stereotypical assumption about
the kind of representation that politicians elected by minority voters are
capable of providing. See Miller v. Johnson, 515 U.S. at 930 (STEVENS, J.,
dissenting).
To prove the representational
harms that Hays holds are needed to establish standing to assert a Shaw
claim, one would think that plaintiffs should be required to put forth
evidence that demonstrates that their [***233] political representatives
are actually unlikely to provide effective representation to those voters
whose interests are not aligned with those of the majority race in their
district. Here, as the record reveals, no plaintiff has made such a
showing. See
[*928] 861 F. Supp. at 424-425, 471, n.
59. Given our general reluctance to hear claims founded on speculative
assertions of injury, I do not understand why the majority concludes that
the speculative possibility that race-based districting "may"
cause these plaintiffs to receive less than complete representation
suffices to create a cognizable case or controversy. United States v.
Hays, 515 U.S. at 745.
If under Hays the so-called
"stigmatic" harms which result from extreme race-based
districting suffice to secure standing, then I fail to see why it matters
whether the litigants live within the "gerrymandered" district
or were placed in a district as a result of their race. As I have pointed
out, all voters in North Carolina would seem to be equally affected by the
messages of "balkanization" [**1912] or "racial
apartheid" that racially gerrymandered maps supposedly convey, cf.
Davis, 478 U.S. at 153 (O'CONNOR, J., concurring in judgment).
Even if race-based districting
could be said to impose more personal harms than the so-called
"stigmatic" harms that Hays itself identified, I do not
understand why any voter's reputation or dignity should be presumed to
have been harmed simply because he resides in a highly integrated,
majority-minority voting district that the legislature has deliberately
created. Certainly the background social facts are not such that we should
presume that the "stigmatic harm" described in Hays and Shaw I
amounts to that found cognizable under the Equal Protection Clause in
Brown v. Board of Education, 347 U.S. 483, 495, 98 L. Ed. 873, 74 S. Ct.
686 (1954), where state sponsored school segregation caused some students,
but not others, to be stamped with a badge of inferiority on account of
their race. See Shaw I, 509 U.S. at 682, n. 4 (SOUTER, J., dissenting).
In sum, even if it could be
assumed that the plaintiffs in this case asserted the personalized
injuries recognized in Hays at the time of Shaw I by virtue of their bare
allegations of racial gerrymandering, they have surely failed to prove
[*929] the existence of such
injuries to the degree that we normally require at this stage of the
litigation. See Lujan v. Defenders of Wildlife, 504 U.S. 555, 119 L. Ed.
2d 351, 112 S. Ct. 2130 (1992). Thus, so long as the Court insists on
treating this type of suit as a traditional equal protection claim, it
must either mean to take a broader view of the power of federal courts to
entertain challenges to race-based governmental action than it has
heretofore adopted, see Allen v. Wright, 468 U.S. 737, 82 L. Ed. 2d 556,
104 S. Ct. 3315 (1984); cf. Palmer, 403 U.S. at 224-225, or to create a
special exception to general jurisdictional limitations for plaintiffs
such as those before us here. Suffice it to say, I charitably assume the
former to be the case, and proceed to consider the merits on the
assumption that Shaw I was correctly decided.
II
The District Court concluded
that Shaw I required the application of [***234] strict scrutiny in any
case containing proof that "racial considerations played a
'substantial' or 'motivating' role in the line-drawing process, even if
they were not the only factor that influenced that process." 861 F.
Supp. at 431. The court acknowledged that under this standard any
deliberate effort to draw majority-minority districts in conformity with
the Voting Rights Act would attract the strictest constitutional review,
regardless of whether raceneutral districting criteria were also
considered. Id., at 429. As a consequence, it applied strict scrutiny in
this case solely on the basis of North Carolina's concession that it
sought to draw two majority-minority districts in order to comply with the
Voting Rights Act, and without performing any inquiry into whether North
Carolina had considered race-neutral districting criteria in drawing
District 12's boundaries.
As the majority concludes, the
District Court's test for triggering strict scrutiny set too low a
threshold for subjecting a State's districting effort to rigorous, if not
fatal, constitutional review. Ante, at 905. In my view, therefore, the
Court should at the very least remand the case to allow
[*930] the District Court,
which possesses an obvious familiarity with the record and a superior
understanding of local dynamics, n6 to make the fact-intensive inquiry
into legislative purpose that the proper test for triggering strict
scrutiny requires. Although I do not share the majority's willingness to
divine on my own the degree to which race determined the precise contours
of District 12, if forced to decide the matter on this record, I would
reject the majority's conclusion that a fair application of precedent
dictates that North Carolina's redistricting effort should be subject to
strict scrutiny.
n6 That is particularly true here
because the author of the District Court opinion was also the author of
the District Court opinion in Gingles v. Edmisten, 590 F. Supp. 345 (EDNC
1984), aff'd in part, rev'd in part, Thornburg v. Gingles, 478 U.S. 30,
92 L. Ed. 2d 25, 106 S. Ct. 2752 (1986).
Subsequent to the District
Court's decision, we handed down Miller v. Johnson, 515 U.S. 900, 132 L.
Ed. 2d 762, 115 S. Ct. 2475 [**1913] (1995), and issued our summary
affirmance in DeWitt v. Wilson, 515 U.S. 1170, 132 L. Ed. 2d 876, 115 S.
Ct. 2637 (1995). As I understand the Miller test, and as it was applied in
DeWitt, state legislatures may take racial and ethnic characteristics of
voters into account when they are drawing district boundaries without
triggering strict scrutiny so long as race is not the
"predominant" consideration guiding their deliberations. Miller
v. Johnson, 515 U.S. at 916. To show that race has been
"predominant," a plaintiff must show that "the legislature
subordinated traditional race-neutral districting principles . . . to
racial considerations" in drawing that district. Ibid.; see also id.,
at 928 (O'CONNOR, J., concurring) ("To invoke strict scrutiny, a
plaintiff must show that the State has relied on race in substantial
disregard of customary and traditional districting practices");
DeWitt v. Wilson, 856 F. Supp. 1409, 1412 (ED Cal. 1994), aff'd in part,
dism'd in part, 515 U.S. 1170 (1995) (declining to apply strict scrutiny
because State complied with traditional districting principles).
[*931] Indeed, the principal opinion in
Bush v. Vera, post, p. 952, issued this [***235] same day, makes clear
that the deliberate consideration of race in drawing district lines does
not in and of itself invite constitutional suspicion. As the opinion there
explains, our precedents do not require the application of strict scrutiny
"to all cases of intentional creation of majority-minority
districts." Bush, post, at 958. Rather, strict scrutiny should apply
only upon a demonstration that "'race for its own sake, and not other
districting principles, was the legislature's dominant and controlling
rationale in drawing its district lines.'" Ibid. (quoting Miller, 515
U.S. at 913).
Because "the legitimate
consideration of race in a districting decision is usually inevitable
under the Voting Rights Act when communities are racially mixed,"
Shaw I, 509 U.S. at 683 (SOUTER, J., dissenting), our decisions in Miller,
DeWitt, and Bush have quite properly declined to deem all race-based
districting subject to strict scrutiny. Unlike many situations in which
the consideration of race itself necessarily gives rise to constitutional
suspicion, see, e. g., Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69,
106 S. Ct. 1712 (1986); Adarand Constructors, Inc. v. Pena, 515 U.S. 200,
132 L. Ed. 2d 158, 115 S. Ct. 2097 (1995), our precedents have sensibly
recognized that in the context of redistricting a plaintiff must
demonstrate that race had been used in a particularly determinative manner
before strict constitutional scrutiny should obtain. Cf. Regents of Univ.
of Cal. v. Bakke, 438 U.S. 265, 57 L. Ed. 2d 750, 98 S. Ct. 2733 (1978).
This higher threshold for triggering strict scrutiny comports with the
fact that the shared representational and stigmatic harms that Shaw
purports to guard against are likely to occur only when the State
subordinates race-neutral districting principles to a racial goal. See
Shaw I, 509 U.S. at 646-649; 861 F. Supp., at 476-478 (Voorhees, C. J.,
dissenting); Pildes & Niemi, 92 Mich. L. Rev., at 499-524.
Shaw I is entirely consistent with our
holdings that racebased districting which respects traditional districting
principles
[*932] does not give rise to
constitutional suspicion. As the District Court noted, Shaw I expressly
reserved the question whether "'the intentional creation of
majority-minority districts, without more,' always gives rise to an equal
protection claim." 861 F. Supp. at 429 (quoting Shaw I, 509 U.S., at
649). Shaw I held only that an equal protection claim could lie as a
result of allegations suggesting that the State's districting was "so
extremely irregular on its face that it rationally can be viewed only as
an effort to segregate the races for purposes of voting, without regard
for traditional districting principles." Id., at 642 (emphasis
added).
Moreover, Miller belies the
conclusion that strict scrutiny must apply to all deliberate attempts to
draw majority-minority districts if the Equal Protection Clause is to
provide any practical limitation on a State's power to engage in
race-based districting. Although [**1914] Georgia argued that it had
complied with traditional districting principles, the Miller majority had
little difficulty concluding that the State's raceneutral explanations
were implausible. Miller v. Johnson, 515 U.S. 900, 132 L. Ed. 2d 762,
[***236] 115 S. Ct. 2475 (1995). n7 Thus, Miller demonstrates that
although States may avoid strict scrutiny by complying with traditional
districting principles, they may not do so by proffering pretextual,
race-neutral explanations for their maps.
n7 For example, the State argued that
it drew the majority-minority district under review so that it would
follow precinct lines, but the Court found that precinct lines had been
relied on only because they happened to facilitate the State's effort to
achieve a particular racial makeup. Similarly, the State argued that
District 11 was drawn in order to ensure that communities of interest
would be kept within a single district, but the Court found that no such
communities could be found within the district's boundaries. See Miller
v. Johnson, 515 U.S. at 918-920.
The notion that conscientious
federal judges will be able to distinguish race-neutral explanations from
pretextual ones is hardly foreign to our race discrimination
jurisprudence. In a variety of contexts, from employment to juror
selection, we have required plaintiffs to demonstrate not only that a
[*933] defendant's action
could be understood as impermissibly race-based, but also that the
defendant's assertedly raceneutral explanation for that action was in fact
a pretext for racial discrimination. Purkett v. Elem, 514 U.S. 765,
767-768, 131 L. Ed. 2d 834, 115 S. Ct. 1769 (1995); St. Mary's Honor
Center v. Hicks, 509 U.S. 502, 518-519, 125 L. Ed. 2d 407, 113 S. Ct. 2742
(1993). Similarly, I understand Shaw I, Miller, DeWitt, and Bush to
require plaintiffs to prove that the State did not respect traditional
districting principles in drawing majority-minority districts. See Bush,
post, at 958.
In holding that the present
record shows race to have been the "predominant" consideration
in the creation of District 12, the Court relies on two pieces of
evidence: the State's admission that its "overriding" purpose
was to "'create two congressional districts with effective black
voting majorities,'" ante, at 906; and the "'geographically
non-compact'" shape of District 12, ibid. In my view, this evidence
does not suffice to trigger strict scrutiny under the
"demanding" test that Miller establishes. Miller v. Johnson, 515
U.S. at 928 (O'CONNOR, J., concurring). n8
n8 It is unclear whether the
majority believes that it is the combination of these two pieces of
evidence that satisfies Miller, or whether either one would suffice.
North Carolina's admission
reveals that it intended to create a second majority-minority district. n9
That says nothing
[*934] about whether it
subordinated traditional districting principles in drawing District 12.
States that conclude that federal law requires majority-minority districts
[***237] have little choice but to give "overriding" weight to
that concern. Indeed, in Voinovich v. Quilter, 507 U.S. 146, 159, 122 L.
Ed. 2d 500, 113 S. Ct. 1149 (1993), we explained that evidence that showed
that Ohio's chief mapmaker preferred "federal over state law when he
believed the two in conflict does not raise an inference of intentional
discrimination; it demonstrates obedience to the Supremacy Clause of the
United States Constitution." For that reason, we have not previously
held that concessions such as North Carolina's suffice to trigger strict
scrutiny. Cf. Bush, post, [**1915] at 958, 962. n10 Thus, the State's
concession is of little significance.
n9 Citing to trial and
deposition testimony, the majority also relies on a statement by North
Carolina's chief mapmaker, Gerry Cohen, that the creation of a
majority-minority district was the "'principal reason'" for
the configurations of District 1 and District 12. Ante, at 906. Mr.
Cohen's more complete explanation of the "'principal reason'"
was to create "two majority black districts that had communities of
interest within each one." Tr. 514. What Mr. Cohen admitted,
therefore, was only that the State intentionally drew a
majority-minority district that would respect traditional districting
principles. Moreover, Mr. Cohen's "admission" in his
deposition only pertained to District 1. App. 675. Finally, he explained
in his deposition that "other reasons" also explained that
district's configuration. Ibid. Absent a showing that those "other
reasons" were race-based, Mr. Cohen's admission does not show that
North Carolina subordinated race-neutral districting criteria in drawing
District 1; it shows only that the need to comply with federal law was
critical.
n10 In DeWitt v. Wilson, 856 F. Supp.
1409 (ED Cal. 1994), for example, the State conceded that compliance
with § 5 of the Voting Rights Act constituted the one unavoidable
limitation on its redistricting process. Id., at 1410. Nevertheless, we
affirmed the District Court's conclusion that strict scrutiny did not
apply because the State gave significant weight to several race-natural
considerations in meeting that goal. Id., at 1415. Moreover, in Miller
v. Johnson, 515 U.S. 900, 132 L. Ed. 2d 762, 115 S. Ct. 2475 (1995), the
Court applied strict scrutiny only after it concluded that the State
considered only race in adding African-American voters to District 11;
it did not hold that Georgia's general admissions about its desire to
comply with federal law themselves sufficed. Id., at 917-919.
District 12's noncompact
appearance also fails to show that North Carolina engaged in suspect
race-based districting. There is no federal statutory or constitutional
requirement that state electoral boundaries conform to any particular
ideal of geographic compactness. In addition, although the North Carolina
Constitution requires electoral districts for state elective office to be
contiguous, it does not require them to be geographically compact. n11 N.
C. Const., Art. II,
[*935] § § 2, 5 (1984).
Given that numerous States have written geographical compactness
requirements into their State Constitutions, North Carolina's omission on
this score is noteworthy. See Grofman, Criteria for Districting: A Social
Science Perspective, 33 UCLA L. Rev. 77, 84 (1985). It reveals that North
Carolina's creation of a geographically noncompact district does not
itself mark a deviation from any prevailing state districting principle.
n12 Thus, while the serpentine character of District 12 may give rise to
an inference that traditional districting principles were subordinated to
race in determining its boundaries, it cannot fairly be said to prove that
conclusion in light of the clear evidence demonstrating race-neutral
explanations for the district's tortured shape. See infra, at 936-937.
n11 The State Constitution
sets forth no limitation on districting for federal offices. Moreover,
the state-prepared 1991 Legislator's Guide to North Carolina Legislative
and Congressional Redistricting points out that the state-law
prohibition against dividing counties in formulating state electoral
districts was eliminated in the 1980's. See Legislator's Guide to North
Carolina Legislative and Congressional Redistricting 12 (Feb. 1991).
n12 Indeed, the State's
guide to redistricting specifically informed state legislators that
compactness was of little legal significance. "Neither the State
nor federal constitution requires districts to be compact. Critics often
refer to the lack of compactness of a particular district or group of
districts as a sign of gerrymandering, but no court has ever struck down
a plan merely on the basis that it did not appear to be compact.
Although there are geometric methods for measuring the compactness of an
area, these methods have not been recognized as judicial standards for
evaluating the compactness of districts.
"The recent decision in Davis v.
Bandemer . . . mentions irregularly-shaped districts as a possible sign
of gerrymandering but makes clear that irregular shapes alone do not
invalidate a redistricting plan." Ibid.
There is a more fundamental
flaw [***238] in the majority's conclusion that racial concerns
predominantly explain the creation of District 12. The evidence of shape
and intent relied on by the majority cannot overcome the basic fact that
North Carolina did not have to draw Districts 1 and 12 in order to comply
with the Justice Department's finding that federal law required the
creation of two majority-minority districts. That goal could have been
more straightforwardly
[*936] accomplished by simply adopting
the Attorney General's recommendation to draw a geographically compact
district in the southeastern portion of the State in addition to the
majority-minority district that had already been drawn in the northeastern
and Piedmont regions. See Shaw I, 509 U.S., at 634-635; 861 F. Supp., at
460, 461-462, 464.
That the legislature chose to
draw Districts 1 and 12 instead surely suggests that something more than
the desire to create a majority-minority district took precedence. For
that reason, this case would seem to present a version of the very
hypothetical that the principal opinion in Bush suggests should pose no
constitutional problem -- "an otherwise compact majority-minority
district that is misshapen by predominantly nonracial, political
manipulation." Bush, post, at 981.
[**1916] Here, no evidence
suggests that race played any role in the legislature's decision to choose
the winding contours of District 12 over the more cartographically
pleasant boundaries proposed by the Attorney General. n13 Rather, the
record
[*937] reveals that two
race-neutral, traditional districting criteria determined District 12's
shape: the interest in ensuring that incumbents would remain residents of
the districts they have previously represented; and the interest in
placing predominantly rural voters in one district and predominantly urban
voters in another. 861 F. Supp. at 466-472; see also Miller v. Johnson,
515 U.S. 900, 132 L. Ed. 2d 762, 115 S. Ct. 2475 (1995) (considering
whether communities of interest were preserved); White v. Weiser, 412 U.S.
783, 793-797, 37 L. Ed. 2d 335, 93 S. Ct. 2348 (1973) (establishing
incumbency protection as a legitimate districting principle).
n13 The State's decision to give
little weight to how the district would look on a map is entirely
justifiable. Although a voter clearly has an interest in being in a
district whose members share similar interests and concerns, that
interest need not, and often is not, vindicated by drawing districts
with attractive shapes. "[The Districts'] perceived 'ugliness' --
their extreme irregularity of shape -- is entirely a function of an
artificial perspective unrelated to the common goings and comings of the
citizen voter. From the mapmaker's wholly imaginary vertical perspective
at 1:25,000 or so range, a citizen may well find his district's
one-dimensional, featureless shape aesthetically 'bizarre,' 'grotesque,'
or 'ugly.' But back down at ground or eye-level, viewing things from his
normal closely-bound horizontal perspective, the irregularity of outline
or exact volume of the district in which he resides surely is not a
matter of any great practical consequence to his conduct as a
citizen-voter." 861 F. Supp. 408, 472, n. 60 (EDNC 1994).
In the same vein, I doubt
that residents of hook-shaped Massachusetts receive less effective
representation than their counterparts in perfectly rectangular Wyoming,
or that the voting power of residents of Hawaii is in any way impaired
by virtue of the fact that their State is not even contiguous.
Unlike most States, North Carolina has
not given its chief executive any power to veto enactments of its
legislature. Thus, even though the voters had elected a Republican
Governor, the Democratic majority in the legislature was in control of the
districting process. It was the Democrats who first decided to adopt the
11-white-district plan that arguably would have violated § 2 of the
Voting [***239] Rights Act and gave rise to the Attorney General's
objection under § 5. It was also the Democrats who rejected Republican
Party maps that contained two majority-minority districts because they
created too many districts in which a majority of the residents were
registered Republicans. 861 F. Supp., at 460.
If race rather than incumbency
protection had been the dominant consideration, it seems highly unlikely
that the Democrats would have drawn this bizarre district rather than
accepting more compact options that were clearly available. If race,
rather than politics, had been the "predominant" consideration
for the Democrats, they could have accepted the Republican Plan, thereby
satisfying the Attorney General and avoiding any significant risk of
liability as well as the attack mounted by the plaintiffs in this case.
Instead, as the detailed findings of the District Court demonstrate, the
legislature deliberately crafted a districting plan that
[*938] would accommodate the
needs of Democratic incumbents. Id., at 466-467. n14
n14 It is ironic that despite the
clear indications that party politics explain the district's odd shape,
the Court affirmed the district court's dismissal of the plaintiffs'
partisan gerrymandering claim. See Pope v. Blue, 506 U.S. 801, 121 L.
Ed. 2d 3, 113 S. Ct. 30 (1992).
If the Democrats remain in
control of the districting process after the remand in this case, it will
be interesting to see whether they will be willing to sacrifice one or
more Democratic-majority districts in order to create at least two
districts with effective minority voting majorities. My review of the
history revealed in the findings of the District Court persuades me that
political considerations will probably take priority over racial
considerations in the immediate future, just as they surely did during the
process of rejecting the Republican plan and ultimately adopting the plan
challenged in this case. n15
n15 Interestingly, the
Justice Department concluded that it was the State's impermissible
desire to favor white incumbents over African-American voters that
explained North Carolina's refusal to create a second district and thus
gave rise to a violation of the purpose prong of § 5 of the Voting
Rights Act. See Shaw I, 509 U.S. 630, 635, 125 L. Ed. 2d 511, 113 S. Ct.
2816, (1993). Of course, the white plaintiffs before us here have no
standing to object to District 12 on similar grounds.
[**1917] A deliberate effort
to consolidate urban voters in one district and rural voters in another
also explains District 12's highly irregular shape. Before District 12 had
been drawn, members of the public as well as legislators had urged that
"the observance of distinctive urban and rural communities of
interest should be a prime consideration in the general redistricting
process." Id., at 466. As a result, the legislature was naturally
attracted to a plan that, although less than esthetically pleasing,
included both District 12, which links the State's major urban centers,
and District 1, which has a population that predominantly lives in cities
with populations of less than 20,000. Id., at 467.
[*939] Moreover, the record
reveals that District 12's lines were drawn in order to unite an
African-American community whose political tradition was quite distinct
from the one that defines African-American voters in the Coastal Plain,
which District 1 surrounds. Ibid. Indeed, two other
majority-minority-district plans with less torturous boundaries were
thought unsatisfactory precisely because they did not unite communities
[***240] of interest. 861 F. Supp. at 465-466; Tr. 481. Significantly, the
irregular contours of District 12 track the State's main interstate
highway and are located entirely within the culturally distinct Piedmont
Crescent region. 861 F. Supp. at 466. Clearly, then, District 12 was drawn
around a community "defined by actual shared interests" rather
than racial demography. Miller v. Johnson, 515 U.S. at 916; see also Shaw
I, 509 U.S. at 647-648; DeWitt v. Wilson, 856 F. Supp. at 1412, 1413-1414
(recognizing that districts were "functionally" compact because
they surrounded "communit[ies] of interest").
In light of the majority's
decision not to remand for proper application of the Miller test, I do not
understand how it can condemn the drawing of District 12 given these two
raceneutral justifications for its shape. To be sure, in choosing a
district that snakes rather than sits, North Carolina did not put a
premium on geographical compactness. But I do not understand why that
should matter in light of the evidence that shows that other race-neutral
districting considerations were determinative. n16
n16 Although the majority
asserts that North Carolina "subordinated" traditional
districting principles to racial concerns because "race was the
criterion that, in the State's view, could not be compromised,"
ante, at 907, no evidence suggests that North Carolina would have
sacrificed traditional districting principles in order to draw a second
majority-minority district. Rather, the record reveals that the State
chose District 12 over other options so that its plan would remain
faithful to traditional, race-neutral districting criteria. If strict
scrutiny applies even when a State draws a majority-minority district
that respects traditional districting principles, then I do not see how
a State can ever create a majority-minority district in order to fulfill
its obligations under the Voting Rights Act without inviting
constitutional suspicion. I had thought that the "demanding"
standard Miller established, Miller v. Johnson, 515 U.S. at 928
(O'CONNOR, J., concurring), as well as our summary affirmance in DeWitt,
reflected our determination that States should not be so constrained.
[*940] III
As the foregoing discussion
illustrates, legislative decisions are often the product of compromise and
mixed motives. For that reason, I have always been skeptical about the
value of motivational analysis as a basis for constitutional adjudication.
See, e. g., Washington v. Davis, 426 U.S. 229, 253-254, 48 L. Ed. 2d 597,
96 S. Ct. 2040 (1976) (STEVENS, J., concurring). I am particularly
skeptical of such an inquiry in a case of this type, as mixed motivations
would seem to be endemic to the endeavor of political districting. See, e.
g, Bush, post, at 959 ("The present case is a mixed motive
case").
The majority's analysis of the
"compelling interest" issue nicely demonstrates the problem with
parsing legislative motive in this context. The majority posits that the
legislature's compelling interest in drawing District 12 was its desire to
avoid liability under § 2 of the Voting Rights Act. Yet it addresses the
question whether North Carolina had a [**1918] compelling interest only
because it first concludes that a racial purpose dominated the State's
districting effort.
It seems to me that if the
State's true purpose were to serve its compelling interest in staving off
costly litigation by complying with federal law, then it cannot be correct
to say that a racially discriminatory purpose controlled its line-drawing.
A more accurate conclusion would be that the State took race into account
only to the extent necessary to meet [***241] the requirements of a
carefully thought out federal statute. See Voinovich v. Quilter, 507 U.S.
at 159. The majority's implicit equation of the intentional consideration
[*941] of race in order to
comply with the Voting Rights Act with intentional racial discrimination
reveals the inadequacy of the framework it adopts for considering the
constitutionality of race-based districting.
However, even if I were to
assume that strict scrutiny applies, and thus that it makes sense to
consider the question, I would not share the majority's hesitancy in
concluding that North Carolina had a "compelling interest" in
drawing District 12. In my view, the record identifies not merely one, but
at least three acceptable reasons that may have motivated legislators to
favor the creation of two such districts. Those three reasons easily
satisfy the judicially created requirement that the state legislature's
decision be supported by a "compelling state interest,"
particularly in a case in which the alleged injury to the disadvantaged
class -- i. e., the majority of voters who are white -- is so tenuous.
First, some legislators felt
that the sorry history of race relations in North Carolina in past decades
was a sufficient reason for making it easier for more black leaders to
participate in the legislative process and to represent the State in the
Congress of the United States. 861 F. Supp. at 462-463. Even if that
history does not provide the kind of precise guidance that will justify
certain specific affirmative action programs in particular industries, see
ante, at 909-910, it surely provides an adequate basis for a decision to
facilitate the election of representatives of the previously disadvantaged
minority.
As a class, state legislators
are far more likely to be familiar with the role that race plays in
electoral politics than they are with the role that it plays in hiring
decisions within discrete industries. Moreover, given the North Carolina
Legislature's own recent experience with voting rights litigation, see
Thornburg v. Gingles, 478 U.S. 30, 92 L. Ed. 2d 25, 106 S. Ct. 2752
(1986), as well as the fact that 40 of the State's districts are so-called
covered jurisdictions which the Attorney General directly monitors
[*942] as a result of prior
discriminatory practices, see 42 U.S.C. § 1973c (1988 ed.), there is less
reason to assume that the state legislative judgments under review here
are based on unwarranted generalizations than may be true in other
contexts. Thus, even if a desire to correct past discrimination did not
itself drive the legislative decision to draw two majority-minority
districts, it plainly constituted a legitimate and significant additional
factor supporting the decision to do so. 861 F. Supp. at 472-473.
Second, regardless of whether
§ 5 of the Act was actually violated, I believe the State's interest in
avoiding the litigation that would have been necessary to overcome the
Attorney General's objection to the original plan provides an acceptable
reason for creating a second majority-minority district. It is entirely
proper for a State whose past practices have subjected it to the
preclearance obligation set forth in § 5 to presume that the Attorney
General's construction of the Act is correct, and to take [***242]
corrective action rather than challenging him n17 in Court.
n17 Although Attorney
General Reno has endorsed the position taken by the Republican
administration in 1991, it was her male predecessor who refused to
preclear the State's original plan.
Moreover, even if the State's
interest in avoiding a court challenge that might have succeeded does not
constitute a sufficient justification for its decision to draw a
majority-minority district, the State plainly had an interest in complying
with a finding by the Attorney General that it reasonably believed could
not have been successfully challenged in court. The majority disagrees,
relying on our analysis in Miller v. Johnson, 515 U.S. at 920-925. That
reliance is misplaced.
[**1919] In Miller, the Court
concluded that Georgia had simply acceded to the Attorney General's
unreasonable construction of § 5 without performing any independent
assessment of its validity. Ibid. By contrast, the District Court here
found as a factual matter that the legislature's independent assessment
[*943] of the reasons for the
Attorney General's denial of preclearance led it to the reasonable
conclusion that its 11-white district plan would violate the purpose prong
of § 5. 861 F. Supp. at 474. As a result, I do not accept the Court's
conclusion that it was unreasonable for the State to believe that its
decision to draw 1 majority-minority district out of 12 would have been
subject to a successful attack under the purpose prong of § 5. Ante, at
911-913.
I acknowledge that when North
Carolina sought preclearance it asserted nondiscriminatory reasons for
deciding not to draw a second majority-minority district. See 861 F.
Supp., at 480, n. 9 (Vorhees, C. J., dissenting). On careful reflection,
however, the legislature concluded that those reasons would not likely
suffice in a federal action to challenge the Attorney General's ruling.
The District Court found that conclusion to be reasonable. Id., at 474. I
am mystified as to why this finding does not deserve our acceptance. Nor
do I understand the Court's willingness to credit the State's declarations
of nondiscriminatory purpose in this context, ante, at 912-913, in light
of its unwillingness to accept any of North Carolina's race-neutral
explanations for its decision to draw District 12, ante, at 905-906.
Third, regardless of the
possible outcome of litigation alleging that § 2 of the Voting Rights Act
would be violated by a plan that ensured the election of white legislators
in 11 of the State's 12 congressional districts, the interest in avoiding
the expense and unpleasantness of such litigation was certainly legitimate
and substantial. That the legislature reasonably feared the possibility of
a successful § 2 challenge cannot be credibly denied. n18
n18 While the majority is surely
correct in stating that the threat of a lawsuit, however unlikely to
succeed, does not constitute a compelling interest, ante, at 908-909, n.
4, it does not follow that a State has no compelling interest in
avoiding litigation over a substantial challenge. Here, of course, the
District Court found that North Carolina premised its decision to draw a
second majority-minority district on its reasonable conclusion that it
would otherwise be subject to a successful § 2 challenge, not a "meritless"
one. Ibid.
[*944] In the course of the
redistricting debate, numerous maps ha