ASHLEY STEPHENSON,
individually, and as a resident and registered voter of Beaufort County,
North Carolina; LEO DAUGHTRY, individually, and as Representative for the
95th District, North Carolina House of Representatives; PATRICK BALLANTINE,
individually, and as Senator for the 4th District, North Carolina Senate;
ART POPE, individually, and as Representative for the 61st District, North
Carolina House of Representatives; and BILL COBEY, individually, and as
Chairman of the North Carolina Republican Party and on behalf of
themselves and all other persons similarly situated v. GARY BARTLETT, as
Executive Director of the State Board of Elections; LARRY LEAKE, ROBERT B.
CORDLE, GENEVIEVE C. SIMS, LORRAINE G. SHINN, and CHARLES WINFREE, as
members of the State Board of Elections; JAMES B. BLACK, as Speaker of the
North Carolina House of Representatives; MARC BASNIGHT, as President Pro
Tempore of the North Carolina Senate; MICHAEL EASLEY, as Governor of the
State of North Carolina; and ROY COOPER, as Attorney General of the State
of North Carolina
No. 94PA02
SUPREME COURT OF NORTH
CAROLINA
355 N.C. 354; 562 S.E.2d
377; 2002 N.C. LEXIS 420
April 30, 2002, Filed
SUBSEQUENT HISTORY: [***1]
Stay denied by: Bartlett v. Stephenson, 2002 U.S. LEXIS 3788 (U.S. May 17,
2002).
PRIOR HISTORY: On appeal
pursuant to N.C.G.S. § 7A-31(b) prior to determination by the Court of
Appeals from an order allowing summary judgment for plaintiffs and an
order for declaratory judgment and injunctive relief holding that the 2001
State legislative redistricting plans violate the North Carolina
Constitution, both orders entered 20 February 2002 by Jenkins, J., in
Superior Court, Johnston County. Heard in Special Session in the Supreme
Court 4 April 2002.
DISPOSITION: AFFIRMED AS
MODIFIED.
OVERVIEW: The board,
attempting to justify the redistricting plan, argued that the whole-county
provisions (WCP) of N.C. Const. art. II, § § 3(3), 5(3) were no longer
enforceable, because of the Voting Rights Act of 1965 (VRA), 42 U.S.C.S.
§ 1973 et seq. In rejecting the board's argument, the highest court found
that the VRA did not require a state to adopt any particular
reapportionment plan, only that it not dilute the voting strength of
legally protected minority groups. In interpreting the North Carolina
Constitution, the intentions of the people, as stated therein, would be
accorded the fullest effect possible. County boundary lines were not
respected in the redistricting plan. The highest court concluded that the
legislature improperly divided counties in creating legislative districts,
beyond the extent necessary to comply with federal law. Since the
redistricting plans were in violation of the WCP, they were
unconstitutional. As for the appropriate remedy, strict scrutiny analysis
was applied. The highest court set forth restrictions as to what would be
permissible, in crossing county boundary lines, in the adoption of a new
redistricting plan.
OUTCOME: The orders of the
trial court were affirmed, as modified. The stay issued by the highest
appellate court was lifted, and the trial court was authorized to enter
such further orders as necessary to implement the holdings of the highest
appellate court.
COUNSEL: Maupin Taylor &
Ellis, P.A., by Thomas A. Farr and James C. Dever, III, for plaintiff-appellees.
Roy Cooper, Attorney General,
by Edwin M. Speas, Jr., Chief Deputy Attorney General, and Tiare B.
Smiley, Norma S. Harrell, Alexander McC. Peters, and Susan K. Nichols,
Special Deputy Attorneys General, for defendant-appellants; and Jenner
& Block, LLC, by Donald B. Verrilli, Jr., pro hac vice, co-counsel for
defendant-appellants Marc Basnight and James B. Black.
Patterson, Harkavy &
Lawrence, L.L.P., by Burton Craige; and Neill S. Fuleihan, on behalf of
the North Carolina Academy of Trial Lawyers, amicus curiae.
Ferguson Stein Chambers Wallas
Adkins Gresham & Sumter PA, by [***2] Adam Stein and Julius L.
Chambers, on behalf of the North Carolina State Conference of Branches of
the National Association for the Advancement of Colored People, amicus
curiae.
Smith Moore LLP, by James G.
Exum, Jr., and Julia F. Youngman, on behalf of Wilbur Gulley, individually
and as Senator for the 13th District, N.C. Senate; Luther Jordan,
individually and as Senator for the 7th District, N.C. Senate, and as
Chairman of the Legislative Black Caucus; David Weinstein, individually
and as Senator for the 30th District, N.C. Senate, and as Co-Chairman of
the Senate Rural Development Committee; Edd Nye, individually and as
Representative for the 96th District, N.C. House of Representatives; and
Victor Farah, individually and as resident and registered voter of Wake
County, and as candidate for the N.C. House of Representatives, and on
behalf of themselves, their constituents, and all other persons similarly
situated, amici curiae.
Everett and Everett, by
Robinson O. Everett and Seth A. Neyhart, on behalf of Americans for the
Defense of Constitutional Rights, Inc., amicus curiae.
Hunter, Elam, Benjamin &
Tomlin, PLLC, by Robert N. Hunter, Jr., on behalf of Lee McLean [***3]
Foreman, Marcus D. Kindley, William W. Peaslee, Kenneth Ray Moore, Robert
Brewington, William Franklin Mitchell, Kellon D. McMillian, Cecelia
Ferguson Taylor, Gilbert Parker, and Henry McKoy, amici curiae.
Collier Shannon Scott, PLLC,
by Scott A. Sinder, pro hac vice; and Coats & Bennett, PLLC, by
Anthony Biller, on behalf of the DKT Liberty Project and the Center for
Voting and Democracy, amici curiae.
Pender County, by Carl W.
Thurman III, Pender County Attorney, amicus curiae.
JUDGES: LAKE, Chief Justice.
Justice ORR concurring in part and dissenting in part. Justice PARKER
dissenting. Justice BUTTERFIELD dissenting.
OPINIONBY: LAKE
OPINION: [**381] [*358]
LAKE, Chief Justice.
The instant action presents a
state law question of first impression for this Court. The case arises
from a challenge to the state legislative redistricting plans adopted by
the General Assembly in November 2001, upon the basis that these plans
violate provisions of the North Carolina Constitution (the State
Constitution). n1
n1 The Senate redistricting
plan, known as Senate Plan 1C, was ratified on 13 November 2001. The
House redistricting plan, known as the Sutton House Plan 3, was also
ratified on 13 November 2001. We hereinafter refer to the redistricting
plans collectively as the "2001 legislative redistricting
plans."
[***4]
Plaintiffs, citizens and
registered voters in North Carolina, filed suit on 13 November 2001
contending that, under Article II, Sections 3(3) and 5(3) of the State
Constitution, collectively referred to as the "Whole-County
Provisions" (the WCP), the General Assembly may not divide counties
in creating Senate and House of Representative districts except to the
extent necessary to comply with federal law.
[**382] On 19 November 2001,
defendants removed this case to the United States District Court for the
Eastern District of North Carolina. On 20 December 2001, the District
Court remanded the case. Stephenson v. Bartlett, 180 F. Supp. 2d 779 (E.D.N.C.
2001). In its order of remand, the District Court stated, among other
things, that the redistricting process was a matter primarily within the
province of the states, that plaintiffs had challenged the 2001
legislative redistricting plans solely on the basis of state
constitutional provisions, that the complaint "only raises issues of
state law," and that defendants' removal of this suit from state
court was therefore inappropriate. Id. at 782-83, 786. Defendants
subsequently filed a notice of appeal from the [***5] District Court's
order with the United States Court of Appeals for the Fourth Circuit. The
Fourth Circuit denied defendants' motion to stay the District Court's
order of remand.
On 20 February 2002, the trial
court granted plaintiffs' motion for summary judgment on the ground that
the 2001 legislative redistricting
[*359] plans violate the State
Constitution. That same day, the trial court entered a remedial order
granting both declaratory and injunctive relief pursuant to Rules 57 and
65 of the North Carolina Rules of Civil Procedure. The order of the trial
court provided in pertinent part:
1. Article I, Section 3 of the
North Carolina Constitution provides that every right under North Carolina
law "should be exercised in pursuance of laws and consistently with
the Constitution of the United States." Article I, Section 5 provides
that "no law or ordinance of the State in contravention or
subversion" of the United States Constitution "can have any
lasting force and effect." . . . The Court concludes that Article I,
Sections 2, 3, and 5, require that the North Carolina Constitution should
be harmonized with any applicable provisions of federal law, so as to
avoid any conflict between the [***6] North Carolina Constitution and
federal law.
2. Under a harmonized
interpretation of Article I, Sections 2, 3, and 5 and Article II, Sections
3(3) and 5(3), the North Carolina Constitution prohibits the General
Assembly from dividing counties into separate Senate and House districts,
except to the extent that counties must be divided to comply with federal
law. Thus, the General Assembly must preserve county lines to the maximum
extent possible, except to the extent counties must be divided to comply
with Section 5 of the Voting Rights Act, to comply with Section 2 of the
Voting Rights Act, and to comply with the U.S. Constitution, including the
federal one-person one-vote requirements . . . .
3. The [2001 legislative
redistricting plans] divide counties more than are necessary to comply
with the Voting Rights Act or the federal one-person one-vote
requirements, and therefore violate the North Carolina Constitution.
The trial court permanently
enjoined defendants "from conducting any primary or general election
under the 1992 Senate and House Plans, the [2001 legislative redistricting
plans], or any other plans that divide counties for any reason other than:
(a) the creation [***7] of districts needed to obtain preclearance under
Section 5 of the Voting Rights Act; (b) the creation of districts needed
to avoid liability under Section 2 of the Voting Rights Act; (c)
maintaining the population deviation range between districts within the
limits approved [by the United States Supreme Court] for jurisdictions
that prohibit the division of counties into separate legislative
districts; and (d) any other
[*360] divisions that are
necessary to comply with the United States Constitution and applicable
federal law." Finally, the trial court stayed its order and provided
that, in fairness to all parties, the voters, and the taxpayers, the
present constitutional issues and the outcome of plaintiffs' request for
injunctive relief for the 2002 election cycle should be decided by this
Court.
On 26 February 2002, this
Court allowed plaintiffs' "Emergency Petition for Suspension of the
North Carolina Rules of Appellate Procedure," thus setting the stage
for expedited direct review by this Court. Thereafter, defendants filed
notice of appeal in this Court. By unanimous order dated 7 March 2002,
this Court enjoined defendants from conducting primary elections on 7 May
2002 [**383] for the [***8] office of Senator in the North Carolina Senate
and the office of Representative in the North Carolina House of
Representatives, pending determination of the constitutional issue by this
Court.
On 21 March 2000, the United
States Census Bureau released the 2000 population data for the State of
North Carolina. From 1990 to 2000, the state's population increased by
21.4 percent, to 8,049,313. Pursuant to its constitutional mandate to
redistrict and reapportion legislative districts after each decennial
census, N.C. Const. art. II, § § 3, 5, on 13 November 2001, the General
Assembly enacted redistricting and reapportionment plans for the Senate
and the House of Representatives, Acts of Nov. 13, 2001, chs. 458, 459,
2001 N.C. Sess. Laws ___, ___. The 2001 Senate Plan divides 51 of 100
counties into different districts (2001 Senate map, Attachment A). Ch.
458, 2001 N.C. Sess. Laws ___. The 2001 House Plan divides 70 of 100
counties into different districts (2001 House map, Attachment B). Ch. 459,
2001 N.C. Sess. Laws ___. Under the 2001 Senate Plan, a number of counties
are divided into as many as four to six districts, and under the 2001
House Plan, a number of counties are divided into [***9] as many as four
to thirteen districts. Chs. 458, 459, 2001 N.C. Sess. Laws ___, ___.
For instance, Pender County
has a 2000 census population of 41,082, a number far below the ideal
population for a single-member House seat of 67,078. In its amicus curiae
brief, Pender County states that it "has no interest in which
political party controls the North Carolina General Assembly or the
re-election prospects of a particular legislator." Rather,
"Pender County simply wants its citizens to have the opportunity to
present a cohesive voice to address the particular needs it faces as a low
wealth, rapid growth county." Under the 2001 legislative
redistricting plans, the citizens of Pender
[*361] County are distributed
among eight legislative districts incorporating fourteen different
counties. Chs. 458, 459, 2001 N.C. Sess. Laws ___, ___. As a result,
Pender County maintains that the 2001 legislative redistricting plans have
"balkanized" the county and muted the voices of its citizens
seeking to choose "a" legislator who will be sensitive and
responsive to their unique needs.
In the trial court below,
plaintiffs presented a forecast of their evidence on the issue of
protecting the citizenry's [***10] equal right to vote and ensuring the
continued vitality of the State's democratic processes. In this regard,
plaintiffs submitted deposition testimony of John N. Davis, Executive
Director of NCFREE, a nonpartisan organization within this State, who has
been forecasting election results in North Carolina since 1992. In 2000,
Davis correctly projected 193 out of 200 North Carolina elections.
According to Davis, the number of Senate seats competitive for both major
political parties has dropped from 14 out of 50 under the 1992 Senate Plan
to only 6 out of 50 under the 2001 Senate Plan. Similarly, Davis asserts
that the number of competitive House seats has dropped from 32 out of 120
under the 1992 House Plan to only 14 out of 120 under the 2001 House Plan.
The original filing period for
legislative offices for the November 2002 elections closed on 1 March
2002. The registration of those who filed for legislative offices for
these elections reflects that in the Senate, under the 2001 legislative
redistricting plans, 30 out of 50, or sixty percent, of the seats will be
uncontested in the November 2002 general election. In the House, 71 out of
120 House seats, or fifty-nine percent, will [***11] be uncontested in the
November 2002 general election. Overall, out of 170 seats in the General
Assembly, 101 members, or fifty- nine percent, will not face opposition in
the 2002 general election. Stated differently, voters within districts
represented by these 101 members will apparently have no meaningful
electoral choices in the 2002 election cycle under the 2001 legislative
redistricting plans.
STATE CONSTITUTIONAL ANALYSIS
The primary question for our
review is whether the General Assembly, in enacting the 2001 legislative
redistricting plans, violated the WCP of the State Constitution.
Defendants contend that the constitutional provisions mandating that
counties not be divided are wholly unenforceable because of [**384] the
requirements of the Voting Rights Act. Plaintiffs, on the other hand,
assert that the State Constitution requires that counties not be divided
when creating
[*362] state legislative
apportionment plans except to the extent required by federal law.
The State Role in Legislative
Redistricting
The apportionment of
legislative districts is a matter primarily reserved to the respective
states. Growe v. Emison, 507 U.S. 25, 34, 122 L. Ed. 2d 388, 400, 113 S.
Ct. 1075 (1993) [***12] (stating that "the Constitution leaves with
the States primary responsibility for apportionment of their federal
congressional and state legislative districts"); see also Chapman v.
Meier, 420 U.S. 1, 27, 42 L. Ed. 2d 766, 785, 95 S. Ct. 751 (1975);
Reynolds v. Sims, 377 U.S. 533, 586, 12 L. Ed. 2d 506, 541, 84 S. Ct. 1362
(1964). Moreover, "issues concerning the proper construction and
application of . . . the Constitution of North Carolina can . . . be
answered with finality [only] by this Court." State ex rel. Martin v.
Preston, 325 N.C. 438, 449, 385 S.E.2d 473, 479 (1989); see also PruneYard
Shopping Ctr. v. Robins, 447 U.S. 74, 81, 64 L. Ed. 2d 741, 752, 100 S.
Ct. 2035 (1980); Murdock v. Mayor of Memphis, 87 U.S. 590, 626, 22 L. Ed.
429, 441 (1874); State v. Arrington, 311 N.C. 633, 643, 319 S.E.2d 254,
260 (1984). Although there is a strong presumption that acts of the
General Assembly are constitutional, it is nevertheless the duty of this
Court, in some instances, to declare such acts unconstitutional. Preston,
325 N.C. at 448-49, 385 S.E.2d at 478; [***13] see also Marbury v.
Madison, 5 U.S. 137, 177, 2 L. Ed. 60, 73 (1803) (stating that "it is
emphatically the province and duty of the judicial department to say what
the law is"); DBayard v. Singleton, 1 N.C. 5, 6-7 (1787). Indeed,
within the context of state redistricting and reapportionment disputes, it
is well within the "power of the judiciary of a State to require
valid reapportionment or to formulate a valid redistricting plan."
Scott v. Germano, 381 U.S. 407, 409, 14 L. Ed. 2d 477, 478, 85 S. Ct. 1525
(1965) (per curiam).
The State Constitution
provides that "the General Assembly, at the first regular session
convening after the return of every decennial census of population taken
by order of Congress, shall revise the senate districts and the
apportionment of Senators among those districts" and "shall
revise the representative districts and the apportionment of
Representatives among those districts." N.C. Const. art. II, § § 3,
5. The State Constitution specifically enumerates four limitations upon
the redistricting and reapportionment authority of the General Assembly,
summarized as follows:
-
Each Senator and
Representative [***14] shall represent, as nearly as possible, an
equal number of inhabitants.
-
[*363] (2) Each senate and
representative district shall at all times consist of contiguous
territory.
(3) No county shall be divided
in the formation of a senate or representative district.
(4) Once established, the
senate and representative districts and the apportionment of Senators and
Representatives shall remain unaltered until the next decennial census of
population taken by order of Congress.
See N.C. Const. art. II, § §
3, 5. The WCP, the third limitation above, provides that "no county
shall be divided in the formation of a senate district," N.C. Const.
art. II, § 3(3), and that "no county shall be divided in the
formation of a representative district," N.C. Const. art. II, §
5(3).
The Federal Role in
Legislative Redistricting
Although the respective state
legislatures maintain primary responsibility for redistricting and
reapportionment of legislative districts, such procedures must comport
with federal law. Interpretation of the federal limitations upon the
redistricting process is unnecessary to the resolution of the instant
case. Nonetheless, as these requirements necessarily [***15] serve as
limitations upon the state legislative redistricting process, we find it
helpful to describe, at least briefly, the federal law in this area. The
applicable provisions include (1) "one-person, one-vote"
principles requiring some measure of population equality between state
legislative districts as articulated in Baker v. Carr, 369 U.S. 186, 7 L.
Ed. 2d 663, 82 S. Ct. 691 (1962), [**385] and Reynolds v. Sims, 377 U.S.
533, 12 L. Ed. 2d 506, 84 S. Ct. 1362, and their progeny; and (2) the
Voting Rights Act of 1965 (the VRA), as amended, to protect against voting
discrimination, as proscribed under the Fifteenth Amendment, 42 U.S.C. §
§ 1973-1973p (1994); Lopez v. Monterey Cty., 525 U.S. 266, 269, 142 L.
Ed. 2d 728, 734, 119 S. Ct. 693 (1999).
Section 2 of the VRA generally
provides that states or their political subdivisions may not impose any
voting qualification or prerequisite that impairs or dilutes, on account
of race or color, a citizen's opportunity to participate in the political
process and to elect representatives of his or her choice. 42 U.S.C. § §
1973a, 1973b; Thornburg v. Gingles, 478 U.S. 30, 43, 92 L. Ed. 2d 25, 42,
106 S. Ct. 2752 (1986). [***16] The primary purpose underlying section 5
of the VRA is to avoid retrogression, i.e., a change in voting procedures
which would place the members of a racial or language minority group in a
less favorable position than
[*364] they had occupied
before the change with respect to the opportunity to vote effectively. 28
C.F.R. § 51.54(a) (2001); see also Beer v. United States, 425 U.S. 130,
140-42, 47 L. Ed. 2d 629, 638-40, 96 S. Ct. 1357 (1976). To effectuate its
remedial objectives, the VRA requires jurisdictions "covered" by
section 5 that seek to enact or administer any change in a voting
standard, practice, or procedure to submit the proposed change to the
United States Department of Justice (USDOJ) for preclearance or,
alternatively, to obtain a declaratory ruling from the United States
District Court for the District of Columbia. 42 U.S.C. § 1973c; see also
Reno v. Bossier Parish Sch. Bd., 528 U.S. 320, 323, 145 L. Ed. 2d 845,
853, 120 S. Ct. 866 (2000).
The State of North Carolina is
not a covered jurisdiction for section 5 purposes. See Lopez, 525 U.S. at
280, 142 L. Ed. 2d at 741 (noting that "seven states [***17] . . .
are currently partially covered: California, Florida, Michigan, New
Hampshire, New York, North Carolina, and South Dakota"). Forty of
this State's one hundred counties, however, are covered jurisdictions and
are subject to section 5 requirements. See 42 U.S.C. § 1973c; 28 C.F.R.
§ 51.4(c) & app. to pt. 51, at 96-98 (2001); Shaw v. Reno, 509 U.S.
630, 634, 125 L. Ed. 2d 511, 520, 113 S. Ct. 2816 (1993). When the State
enacts voting changes that affect these counties, the changes must be
precleared before they are administered. See Lopez, 525 U.S. at 280, 142
L. Ed. 2d at 740- 41 (stating that United Jewish Orgs. of Williamsburgh,
Inc. v. Carey, 430 U.S. 144, 51 L. Ed. 2d 229, 97 S. Ct. 996 (1977), and
Shaw v. Hunt, 517 U.S. 899, 135 L. Ed. 2d 207, 116 S. Ct. 1894 (1996),
"reveal a clear assumption by this Court that [section] 5
preclearance is required where a noncovered State effects voting changes
in covered counties"). The VRA does not command a state to adopt any
particular legislative reapportionment plan, but rather prevents the
enforcement of redistricting plans having the [***18] purpose or effect of
diluting the voting strength of legally protected minority groups.
The Historical Role of
Counties in Legislative Redistricting
Before we begin our analysis,
we briefly review the importance of counties as political subdivisions of
the State of North Carolina. Counties are creatures of the General
Assembly and serve as agents and instrumentalities of State government.
High Point Surplus Co. v. Pleasants, 264 N.C. 650, 654, 142 S.E.2d 697,
701 (1965); De Loatch v. Beamon, 252 N.C. 754, 757, 114 S.E.2d 711, 714
(1960). Counties are subject to almost unlimited legislative control,
except to the extent set out in the State Constitution. Martin v. Board of
Comm'rs of Wake Cty., 208 N.C. 354, 365, 180 S.E. 777, 783 (1935).
"The powers
[*365] and functions of a
county bear reference to the general policy of the State, and are in fact
an integral portion of the general administration of State policy."
O'Berry v. Mecklenburg Cty., 198 N.C. 357, 360, 151 S.E. 880, 882 (1930),
quoted in Martin, 208 N.C. at 365, 180 S.E. at 783.
Counties serve as the State's
agents in administering statewide [***19] programs, while also functioning
as local governments that devise rules and provide essential services to
their citizens. This Court has long recognized the [**386] importance of
the county to our system of government:
The counties of this state . .
. are . . . organized for political and civil purposes. . . . The leading
and principal purpose in establishing them is[] to effectuate the
political organization and civil administration of the state, in respect
to its general purposes and policy which require local direction,
supervision and control, such as matters of local finance, education,
provisions for the poor, . . . and in large measure, the administration of
public justice. It is through them, mainly, that the powers of government
reach and operate directly upon the people, and the people direct and
control the government. They are indeed a necessary part and parcel of the
subordinate instrumentalities employed in carrying out the general policy
of the state in the administration of government. They constitute a
distinguishing feature in our free system of government. It is through
them, in large degree, that the people enjoy the benefits arising from
local self- government, and [***20] foster and perpetuate that spirit of
independence and love of liberty that withers and dies under the baneful
influence of centralized systems of government.
White v. Commissioners of
Chowan Cty., 90 N.C. 437, 438 (1884); see also Southern Ry. Co. v.
Mecklenburg Cty., 231 N.C. 148, 150- 51, 56 S.E.2d 438, 439-40 (1949).
Counties play a vital role in
many areas touching the everyday lives of North Carolinians. For example,
each county effects the administration of justice within its borders, and
each has a jail and a courthouse where cases arising in the county are
usually tried. A. Fleming Bell, II, & Warren Jake Wicker, County
Government in North Carolina 938-39, 943 (4th ed. 1998). Each county
elects a sheriff. Id. at 930. Soil and water conservation districts
oversee watershed programs and drainage issues in almost every county. Id.
at 682-83. Each county is responsible for administering the public schools
by
[*366] way of a county board
of education. Id. at 823-29. Not surprisingly, people identify themselves
as residents of their counties and customarily interact most frequently
with their government at the county level. See generally [***21] id. at
vii-xi. Based on the clear identity and common interests that counties
provide, the impetus for the preservation of county lines, as reflected
within the WCP, is easily understood within the redistricting context.
There is a long-standing
tradition of respecting county lines during the redistricting process in
this State. Indeed, this custom and practice arose hundreds of years
before federal limitations were placed upon state redistricting and
reapportionment procedures during the 1960s. North Carolina's initial
state constitution, enacted in 1776, provided that representation in both
the Senate and the House of Commons was based on "counties." See
John V. Orth, The North Carolina State Constitution: A Reference Guide 81
(1993) [hereinafter Orth, State Constitution]. In the enactment of
amendments in 1835, the General Assembly provided that
"counties" were not to be divided between two or more senate
districts and that each "county" was to be guaranteed at least
one representative. See id. The 1868 Constitution provided that "no
County shall be divided in the formation of a Senate District,"
unless entitled to two or more Senators, and further provided [***22] the
House of Representatives shall be composed of 120 members "to be
elected by the Counties respectively, according to their population,"
with each county to have at least one Representative. N.C. Const. of 1868,
art. II, § § 5, 6 (amended 1968).
The Development of a Modern
Redistricting Jurisprudence
In Drum v. Seawell, 249 F.
Supp. 877 (M.D.N.C. 1965), aff'd per curiam, 383 U.S. 831, 16 L. Ed. 2d
298 (1966), a three- judge panel on the United States District Court for
the Middle District of North Carolina ruled that the General Assembly's
legislative redistricting plans violated the "one-person, one-
vote" requirement of the United States Constitution and were
therefore void. The District Court enjoined the State from using the
unconstitutional plans in the 1966 election cycle. Id. at 881. The General
Assembly thereafter enacted revised redistricting plans in compliance with
the District Court's mandate but did not divide [**387] counties into
separate legislative districts. On 18 February 1966, the District Court
found the revised plans to be constitutional. Drum v. Seawell, 250 F.
Supp. 922, 924 n.2 (M.D.N.C. 1966). [***23] The revised legislative
districts were thereafter used in the 1966, 1968, and 1970 elections.
[*367] Following the Drum
decisions, the General Assembly proposed constitutional amendments in 1967
to the State Constitution's redistricting and reapportionment provisions.
See Act of May 31, 1967, ch. 640, 1967 [**388] N.C. Sess. Laws 704. The
proposed amendments for the Senate and House of Representatives
reincorporated a prohibition against the division of counties. Id.
Subsequently, the North Carolina State Constitution Study Commission
completed a comprehensive review and revision of the State Constitution.
See Orth, State Constitution at 20. In November 1968, the voters of North
Carolina approved the amendments to the redistricting and reapportionment
provisions in the 1868 State Constitution. See John L. Sanders & John
F. Lomax, Jr., Amendments to the Constitution of North Carolina:
1776-1996, at 15 (Inst. of Gov't, Univ. of N.C. at Chapel Hill, 1997).
These 1968 amendments based representation in both the Senate and House of
Representatives upon the requirement of "one- person, one-vote."
See Orth, State Constitution at 81. These amendments also required the
[***24] preservation of county lines when forming districts. See id. In
1969, the General Assembly reviewed and approved the proposed revisions of
the State Constitution, Act of July 2, 1969, ch. 1258, 1969 N.C. Sess.
Laws 1461, and in November 1970, North Carolina voters ratified a revised
and amended state constitution known as the 1971 Constitution, see John L.
Sanders, Our Constitutions: An Historical Perspective, in Elaine F.
Marshall, N.C. Dep't of Sec'y of State, North Carolina Manual 1999-2000,
125, at 134. As University of North Carolina Law Professor John Orth, a
highly respected state constitutional scholar, noted, "The 1971
Constitution, the state's third, was not . . . a product of haste and
social turmoil. It was instead a good government-measure, long matured and
carefully crafted by the state's lawyers and politicians, designed to
consolidate and conserve the best features of the past, not to break with
it." Orth, State Constitution at 20. The 1971 Constitution included
grammatical changes to the 1968 amendments to the Constitution with
respect to redistricting and reapportionment, but preserved the language
prohibiting the division of counties. N.C. [***25] Const. art. II, § §
3, 5.
Consistent with the 1971
Constitution, the General Assembly enacted a redistricting plan in 1971
that did not divide counties into separate legislative districts. Act of
June 1, 1971, ch. 483, 1971 N.C. Sess. Laws 412; Act of July 21, 1971, ch.
1177, 1971 N.C. Sess. Laws 1743. The USDOJ precleared the 1971 legislative
reapportionment plans, and those plans were used in the 1972 through 1980
elections.
[*368] In 1981, the General
Assembly again enacted redistricting plans for the Senate and House of
Representatives which did not divide counties. Act of July 3, 1981, ch.
821, 1981 N.C. Sess. Laws 1191; Act of October 30, 1981, ch. 1130, 1981
N.C. Sess. Laws 1657. The USDOJ refused to preclear the 1981 legislative
redistricting plans, however, because they contained no majority-minority
single-member districts and submerged cognizable minority populations
within large multi- member districts. For these reasons, the USDOJ
interposed an objection to the use of a "whole-county" criterion
by North Carolina, as applied within the plan as then submitted, insofar
as it affected the forty counties in North Carolina covered by section 5
of the VRA. The USDOJ made clear, however, [***26] that its response to
the plans submitted by North Carolina at that time did not preclude the
State from preserving county lines whenever feasible in formulating its
new districts.
In response to the USDOJ's
administrative determination, the General Assembly convened in April 1982
and enacted a revised redistricting plan for the House, creating four
African-American single-member districts and one African-American
two-member district. The House Plan divided twenty-four counties. Act of
February 11, 1982, ch. 4, 1981 N.C. Sess. Laws (1st Extra Sess. 1982) 6;
Act of April 27, 1982, ch. 1, 1981 N.C. Sess. Laws (2d Extra Sess. 1982)
15. On 30 April 1982, the USDOJ precleared the House redistricting plan.
Similarly, the General Assembly enacted a revised redistricting plan for
the Senate, which the USDOJ also precleared, that divided eight counties
and created two African-American single-member districts. Act of April 27,
1982, ch. 2, 1981 N.C. Sess. Laws (2d Extra Sess. 1982) 15.
In Cavanagh v. Brock, 577 F.
Supp. 176 (E.D.N.C. 1983), a case originally filed in state court, the
defendants removed the case to federal court and affirmatively advocated
the invalidation [***27] of the WCP. The District Court in Cavanagh,
purporting to apply a state law severability analysis, determined that the
USDOJ's objection to enforcement of the WCP as to the forty covered North
Carolina counties also precluded its enforcement in the sixty noncovered
counties. n2 Id. at 181.
n2 The District Court in
Cavanagh recognized that only a state challenge was asserted and
struggled to determine whether abstention would be "most suitably
effectuated by allowing defendants to seek a declaratory judgment in
state court on that narrow issue." 577 F. Supp. at 180-81 n.4. The
Court, however, ultimately concluded that abstention was inappropriate
"in view of the substantial public interest in early resolution of
challenges affecting the fundamental electoral processes involved"
and the apparent perception that its application of state law was
"not sufficiently uncertain." Id.
[*369] The WCP and the 2001
Legislative Redistricting Plans
The expanded question before
this [***28] Court, in light of the VRA, is whether the WCP is now
entirely unenforceable, as defendants contend, or, alternatively, whether
the WCP remains enforceable throughout the State to the extent not
preempted or otherwise superseded by federal law.
When federal law preempts
state law under the Supremacy Clause, it renders the state law invalid and
without effect. U.S. Const. art. VI, cl. 2 ("This constitution, and
the laws of the United States which shall be made in pursuance thereof, .
. . shall be the supreme law of the land; and the judges in every state
shall be bound thereby, any thing in the constitution or laws of any state
to the contrary notwithstanding."); see also Pearson v. C.P. Buckner
Steel Erection Co., 348 N.C. 239, 244, 498 S.E.2d 818, 821 (1998).
The primary inquiry in
determining whether a state provision is preempted by federal law is to
ascertain the intent of Congress. California Fed. Sav. & Loan Ass'n v.
Guerra, 479 U.S. 272, 280, 93 L. Ed. 2d 613, 623, 107 S. Ct. 683 (1987)
(noting that "federal law may supersede state law in several
different ways"). Congress may state an intention to preempt state
law in express terms, id. [***29] , or congressional intent to preempt may
be inferred where a comprehensive federal scheme is imposed on an area
occupied by state law, leaving state law "no room" in which to
continue operating, id. at 281, 93 L. Ed. 2d at 623. As a third
alternative, "in those areas where Congress has not completely
displaced state regulation, federal law may nonetheless pre-empt state law
to the extent it actually conflicts with federal law." Id. (emphasis
added). "The test of whether both federal and state regulations may
operate, or the state regulation must give way, is whether both
regulations can be enforced without impairing the federal superintendence
of the field . . . ." Florida Lime & Avocado Growers, Inc. v.
Paul, 373 U.S. 132, 142, 10 L. Ed. 2d 248, 256-57, 83 S. Ct. 1210 (1963)
(noting that where federal and state law both operate, a
"coexistence" is formed). Because Congress has not preempted the
entire field of state legislative redistricting and reapportionment, state
provisions in this area of law not otherwise superseded by federal law
must be accorded full force and effect. See Growe, 507 U.S. at 34, 122 L.
Ed. 2d at 400; [***30] see also Chapman, 420 U.S. at 27, 42 L. Ed. 2d at
785; Reynolds, 377 U.S. at 586, 12 L. Ed. 2d at 541.
[*370] The State Constitution
similarly delineates the interplay between federal and state law:
"The people of this State have the inherent, sole, and exclusive
right of regulating the internal government and police thereof, . . . but
every such right shall be exercised in pursuance of law and consistently
with the Constitution of the United States." N.C. [**389] Const. art.
I, § 3. "No law or ordinance of the State in contravention or
subversion [of the United States Constitution and government of the United
States] can have any binding force." N.C. Const. art. I, § 5.
The people of North Carolina
chose to place several explicit limitations upon the General Assembly's
execution of the legislative reapportionment process. None of these
express limitations, including the WCP, are facially inconsistent with the
VRA or other federal law. Thus, the State retains significant discretion
when formulating legislative districts, so long as the "effect"
of districts created pursuant to a "whole- county" criterion or
other constitutional requirement does not dilute minority [***31] voting
strength in violation of federal law.
"Issues concerning the
proper construction of the Constitution of North Carolina 'are in the main
governed by the same general principles which control in ascertaining the
meaning of all written instruments.'" Preston, 325 N.C. at 449, 385
S.E.2d at 478 (quoting Perry v. Stancil, 237 N.C. 442, 444, 75 S.E.2d 512,
514 (1953)). In Sessions v. Columbus Cty., 214 N.C. 634, 638, 200 S.E.
418, 420 (1939), this Court stated that "reconciliation is a
postulate of constitutional as well as of statutory construction."
Thus, reconciliation is a fundamental goal, be it in constitutional or
statutory interpretation, and North Carolina courts should make every
effort to determine whether State provisions, as interpreted under State
law, are inconsistent with controlling federal law before applying a
severability analysis to strike State provisions as wholly unenforceable.
As part of our constitutional
interpretation, it is fundamental "to give effect to the intent of
the framers of the organic law and of the people adopting it." Perry,
237 N.C. at 444, 75 S.E.2d at 514. More importance [***32] is to be placed
upon the intent and purpose of a provision than upon the actual language
used. Id. "In arriving at the intent, we are not required to accord
the language used an unnecessarily literal meaning. Greater regard is to
be given to the dominant purpose than to the use of any particular words .
. . ." Id. This Court will consider the "history of the
questioned provision and its antecedents, the conditions that existed
prior to its enactment, and the purposes sought
[*371] to be accomplished by
its promulgation" when interpreting the State Constitution in light
of federal requirements. Sneed v. Greensboro City Bd. of Educ., 299 N.C.
609, 613, 264 S.E.2d 106, 110 (1980); see also Perry, 237 N.C. at 444, 75
S.E.2d at 514.
We observe that the State
Constitution's limitations upon redistricting and apportionment uphold
what the United States Supreme Court has termed "traditional
districting principles." See Shaw, 509 U.S. at 647, 125 L. Ed. 2d at
528. These principles include factors such as "compactness,
contiguity, and respect for political subdivisions." Id. (emphasis
added). The United States Supreme Court has "emphasized [***33] that
these criteria are important not because they are constitutionally
required--they are not--but because they are objective factors that may
serve to defeat a claim that a district has been gerrymandered on racial
lines." Id. at 647, 125 L. Ed. 2d at 528-29 (citation omitted). We
recognize that, like the application or exercise of most constitutional
rights, the right of the people of this State to legislative districts
which do not divide counties is not absolute. See, e.g., Laurence H.
Tribe, American Constitutional Law § 12-2 (2d ed. 1988); John E. Nowak
& Ronald D. Rotunda, Constitutional Law § 16.7 (5th ed. 1995) (noting
that although the provisions of the First Amendment appear absolute, they
are subject to a balancing of interests). In reality, an inflexible
application of the WCP is no longer attainable because of the operation of
the provisions of the VRA and the federal "one-person, one-vote"
standard, as incorporated within the State Constitution. This does not
mean, however, that the WCP is rendered a legal nullity if its beneficial
purposes can be preserved consistent with federal law and reconciled with
other state constitutional guarantees. [***34]
The 2001 legislative
redistricting plans violate the WCP for reasons unrelated to compliance
with federal law. Although the WCP demonstrates a clear intent to keep
county boundaries intact whenever possible [**390] during the legislative
redistricting process, the 2001 Senate redistricting plan divides 51 of
100 counties into different Senate districts. The 2001 House redistricting
plan divides 70 out of 100 counties into different House districts. The
General Assembly may consider partisan advantage and incumbency protection
in the application of its discretionary redistricting decisions, see
Gaffney v. Cummings, 412 U.S. 735, 37 L. Ed. 2d 298, 93 S. Ct. 2321
(1973), but it must do so in conformity with the State Constitution. To
hold otherwise would abrogate the constitutional limitations or
"objective constraints" that the people of North Carolina have
imposed on legislative redistricting
[*372] and reapportionment in
the State Constitution. Accordingly, the WCP remains valid and binding
upon the General Assembly during the redistricting and reapportionment
process, as more fully explained below, except to the extent superseded by
federal law. n3
n3 We note that other states
have faced similar issues under their respective state constitutions
and, where possible, have concluded that county lines should be
maintained. See In re Reapportionment of Colo. Gen. Assembly, ___ P.3d
___, ___, 2002 Colo. LEXIS 115, 2002 WL 100555, *___ (Colo. Jan. 28,
2002) (No. 01SA386); Hellar v. Cenarrusa, 106 Idaho 571, 574-75, 682
P.2d 524, 527-28 (1984); Fischer v. State Bd. of Elections, 879 S.W.2d
475, 479 (Ky. 1994); State ex rel. Lockert v. Crowell, 631 S.W.2d 702,
714-15 (Tenn. 1982).
[***35]
Effect of 1981 USDOJ Objection
to Redistricting Plan and
Decision of Federal District
Court in Cavanagh v. Brock
Focusing on correspondence
received from the USDOJ during 1981 and 1982, defendants assert that the
USDOJ's objection to the 1981 State legislative redistricting plans now
renders the WCP unenforceable. They also contend that Cavanagh v. Brock,
577 F. Supp. 176, controls the resolution of this issue. Finally, they
assert that plaintiffs' interpretation of the State constitutional
provisions, when coupled with the effect of the VRA, will result in a
rewrite of the State Constitution and a mechanical interpretation of the
same.
With regard to the USDOJ's
objection to the 1981 proposed legislative redistricting plans--plans that
failed to include any majority-minority VRA districts--the USDOJ indicated
that it was unable to conclude that North Carolina's application of the
WCP at that time did not have a discriminatory purpose or effect in the
forty covered counties. In a letter dated 30 November 1981, the USDOJ
pointed out that its analysis "showed that the prohibition against
dividing the forty covered counties in the formation of Senate and [***36]
House districts predictably required, and had led to the use of large,
multi-member districts." Letter from William Bradford Reynolds,
Assistant Attorney General, Civil Rights Division, U.S. Department of
Justice, to Alex Brock, Executive Secretary-Director, N.C. State Board of
Elections (Nov. 30, 1981) [hereinafter 1981 USDOJ letter]. Thus, in
reviewing the 1968 constitutional amendments, the USDOJ analyzed these
amendments in the context of redistricting plans that included large,
multi-member districts. The USDOJ further stated in this letter:
"This determination with respect to the jurisdictions covered by
Section 5 of the Voting Rights Act should in no way be regarded as
precluding the State from following a policy of preserving county lines
whenever feasible in formulating its new districts. Indeed, this is the
policy in many states, subject only to the preclearance requirements
[*373] of Section 5, where
applicable." Id. In a subsequent letter dated 20 January 1982, the
USDOJ specifically concluded that "the use of large, multi-member
districts effectively submerged sizable concentrations of black
populations into a majority white electorate." Letter from William
Bradford Reynolds, [***37] Assistant Attorney General, Civil Rights
Division, U.S. Department of Justice, to Alex Brock, Executive
Secretary-Director, N.C. State Board of Elections (Jan. 20, 1982)
[hereinafter 1982 USDOJ letter]. On this basis, the 1981 plans were not
precleared.
It is apparent from the full
context of these letters that the USDOJ concluded that the plans, as then
submitted, would result in large multi-member districts having a
retrogressive effect on minority voters. Nowhere in these letters is there
a statement that the amendments themselves are considered either
unconstitutional or unenforceable in conjunction with an acceptable
redistricting [**391] plan having no retrogressive effect, and defendants
have offered no authority supporting such a proposition.
Our opinion that the 1981 and
1982 USDOJ letters do not abrogate the WCP is buttressed by the USDOJ's
issuance of its administrative guidance for states concerning
redistricting under the VRA. These guidelines provide: "Compliance
with Section 5 of the Voting Rights Act may require the jurisdiction to
depart from strict adherence to certain of its redistricting criteria. For
example, criteria which require the jurisdiction to . . . follow [***38]
county, city, or precinct boundaries . . . may need to give way to some
degree to avoid retrogression." Guidance Concerning Redistricting and
Retrogression Under Section 5 of the Voting Rights Act, 42 U.S.C. 1973c,
66 Fed. Reg. 5413 (Jan. 18, 2001) (emphasis added). The USDOJ Civil Rights
Division clearly considers following political boundaries, including
county lines, to be an acceptable criterion but one that "may"
have to give way "to some degree" in order to avoid
retrogression. Significantly, both the USDOJ's letters to the State of
North Carolina and its own administrative guidelines reflect that states
need only modify, not necessarily abrogate, the application of
whole-county redistricting limitations.
Thus, our review of the
USDOJ's position on the WCP, as represented by its response to North
Carolina's submission in 1981 and its administrative regulations
concerning use of "whole- county" requirements, leads us to
conclude that the WCP is not facially illegal or unenforceable relative to
federal law. We believe our interpretation naturally flows from the
language of the USDOJ's representation that
[*374] its policy "should
in no way [***39] be regarded as precluding the State [of North Carolina]
from following a policy of preserving county lines whenever feasible in
formulating new districts." The 1981 USDOJ letter, by its own terms,
merely disallows a redistricting plan that adheres strictly to a
"whole-county" criterion without complying with the VRA.
Defendants further argue that
Cavanagh, 577 F. Supp. 176, voided the WCP. For the reasons set forth
below, we respectfully disagree with the District Court's interpretation
of the State Constitution. See Union Pac. R.R. Co. v. Board of Comm'rs of
Weld Cty., 247 U.S. 282, 287, 62 L. Ed. 1110, 1117, 38 S. Ct. 510 (1918);
see also Harter v. Vernon, 101 F.3d 334, 342 (4th Cir. 1996) ("Our
holdings on questions of state law do not bind state courts"), cert.
denied, 521 U.S. 1120, 138 L. Ed. 2d 1014, 117 S. Ct. 2511 (1997);
Preston, 325 N.C. at 449-50, 385 S.E.2d at 479; White v. Pate, 308 N.C.
759, 766, 304 S.E.2d 199, 203 (1983).
As previously noted, North
Carolina courts should first determine whether provisions of the State
Constitution, as interpreted under state law, [***40] are inconsistent
with federal law before applying a severability analysis. Where, as here,
the primary purpose of the WCP can be effected to a large degree without
conflict with federal law, it should be adhered to by the General Assembly
to the maximum extent possible. n4 Also, in addressing the intent of the
General Assembly, the District Court in Cavanagh apparently failed to
consider the history of North Carolina's use of whole-county districts for
nearly 200 years prior to 1964. The Court in Cavanagh cited no authority
to support its conclusion that the General Assembly in 1968 would not have
intended or desired to adopt the WCP if that provision could not be fully
applicable in all counties. Furthermore, the Court's ruling in Cavanagh
was not a necessary conclusion based on the 1981 USDOJ letter concerning
whole-county districts. As discussed above, the USDOJ's objection to the
1981 redistricting plans does not stand for the proposition that the
constitutional "whole-county" provisions are per se
unenforceable. For all these reasons, we reject defendants' contention
that the District Court's holding in Cavanagh should be followed in our
interpretation of the [***41] North Carolina Constitution.
n4 Although no federal law
has preempted this Court's authority to interpret the WCP as it applies
statewide, we acknowledge that complete compliance with federal law is
the first priority before enforcing the WCP.
We also reject defendants'
assertion that enforcement of the WCP in some way rewrites the State
Constitution. Defendants [**392] contend,
[*375] among other things,
that allowing the WCP to retain some measure of enforceability tacitly
adds new words to these provisions, i.e., counties may not be split
"except to the extent required by federal law." Defendants
overlook the fact, however, that compliance with federal law is not an
implied, but rather an express condition to the enforceability of every
provision in the State Constitution. Moreover, our holding accords the
fullest effect possible to the stated intentions of the people through
their duly adopted State Constitution, the subject provisions of which
have remained in place without amendment since 1971. Defendants'
"all-or-nothing" [***42] interpretation is inordinately
mechanical in its application, leaving no room to carry out the spirit or
intent of the State Constitution in contravention of time-honored
principles of federalism. See Printz v. United States, 521 U.S. 898, 921,
138 L. Ed. 2d 914, 935-36, 117 S. Ct. 2365 (1997). This construction
needlessly burdens millions of citizens with unnecessarily complicated and
confusing district lines.
Since Cavanagh, many North
Carolina legislative districts have been increasingly gerrymandered to a
degree inviting widespread contempt and ridicule. See, e.g.,
"Red-Light District: It's time to draw the line on
gerrymandering," John Fund's Political Diary, WSJ.com Opinion Journal
from the Wall Street Journal Editorial Page, at http://www.opinionjournal.com/
diary/?id=105001756 (Mar. 13, 2002) ("elections in many semifree
Third World nations routinely offer more choices than many North Carolina
residents will have" under the 2001 legislative redistricting plans);
How to Rig an Election, The Economist, Apr. 27, 2002, at 29, 30 ("In
a normal democracy, voters choose their representatives. In America, it is
rapidly becoming the other way around" [***43] and asserting that
"North Carolina [has been] long notorious for outrageous
reapportionment." )
We thus hold that because the
General Assembly enacted its 2001 legislative redistricting plans in
violation of the WCP, N.C. Const. art. II, § § 3(3), 5(3), these plans
are unconstitutional and are therefore void. Accordingly, the trial court
properly granted summary judgment in favor of plaintiffs on this claim.
REMEDIAL ANALYSIS
Having determined that
defendants violated the WCP in enacting the 2001 legislative redistricting
plans, we must next consider the practical consequences of our holding and
address any required remedial measures. The United States Supreme Court
has recognized the "power of the judiciary of a State to require
valid reapportionment
[*376] or to formulate a valid
redistricting plan." Scott, 381 U.S. at 409, 14 L. Ed. 2d at 478.
Indeed, both "reason and experience argue that courts empowered to
invalidate an apportionment statute which transgresses constitutional
mandates cannot be left without the means to order appropriate
relief." Terrazas v. Ramirez, 829 S.W.2d 712, 718 (Tex. 1991); see
also Brooks v. Hobbie, 631 So. 2d 883, 887-90 (Ala. 1993). [***44]
Plaintiffs contend that
remedial compliance with the WCP requires the formation of multi-member
legislative districts in which all legislators would be elected
"at-large." For instance, plaintiffs' suggested five percent
whole-county plan for the North Carolina House would require, within
Mecklenburg and Gaston Counties, the creation of a single multi-member
House district having a contingent of ten Representatives along with the
creation of three "submerged" single-member VRA districts. For
the following reasons, we reject plaintiffs' proposed remedy.
It is clear, as a practical
matter in view of federal law, that application of the WCP in a strictly
mechanical fashion would be inconsistent with other provisions of federal
law and the State Constitution. Specifically, the WCP cannot be applied in
isolation or in a manner that fails to comport with other requirements of
the State Constitution. Consequently, as we reject plaintiffs' proposed
remedy in the instant case, we recognize we cannot abdicate our duty of
redressing the demonstrated constitutional violation which occurred in the
present case. See generally Scott, 381 U.S. at 409, 14 L. Ed. 2d at 478.
[**393]
Although [***45] the United
States Supreme Court has held that multi-member districts are not per se
invalid under the federal Equal Protection Clause, Whitcomb v. Chavis, 403
U.S. 124, 142, 29 L. Ed. 2d 363, 375, 91 S. Ct. 1858 (1971), the Court has
nonetheless instructed federal district courts to avoid the creation of
multi-member districts in the remedial stage of an apportionment dispute,
Connor v. Johnson, 402 U.S. 690, 692, 29 L. Ed. 2d 268, 270-71, 91 S. Ct.
1760 (1971). The Court has observed that ballots containing multi-member
districts "tend to become unwieldy, confusing, and too lengthy to
allow thoughtful consideration." n5 Chapman, 420 U.S. at 15, 42 L.
Ed. 2d at 778. The Court has also recognized that multi-member districts
may well "operate to minimize or cancel out the voting strength of
racial or political elements
[*377] of the voting
population." Fortson v. Dorsey, 379 U.S. 433, 439, 13 L. Ed. 2d 401,
405, 85 S. Ct. 498 (1965), quoted in Gingles, 478 U.S. at 47, 92 L. Ed. 2d
at 44.
n5 Federal law expressly
requires that states use single- member districts in reapportioning
their congressional representation. See 2 U.S.C. § 2c (2000); Whitcomb,
403 U.S. at 158-59 n.39, 29 L. Ed. 2d at 385 n.39.
[***46]
Amicus asserts that the voting
strength of minority voters will be unlawfully diluted by application of
the WCP in a manner which permits the creation of multi-member legislative
districts containing predominately nonminority voters adjacent to
single-member VRA districts. At a minimum, by asserting this argument,
amicus challenges the legal propriety of multi-member districts within
North Carolina legislative redistricting plans. Accordingly, we turn to
address the constitutional propriety of such districts, in the public
interest, in order to effect a comprehensive remedy to the constitutional
violation which occurred in the instant case.
Article I, Section 19 of the
State Constitution provides, in pertinent part, that "no person shall
be denied the equal protection of the laws." We observe, as amicus
alleges, that voters in single-member legislative districts, surrounded by
multi-member districts, suffer electoral disadvantage because, at a
minimum, they are not permitted to vote for the same number of legislators
and may not enjoy the same representational influence or "clout"
as voters represented by a slate of legislators within a multi-member
district. Conversely, voters in [***47] multi-member districts invariably
suffer the adverse consequences described by the United States Supreme
Court: unwieldy, confusing, and unreasonably lengthy ballots; and
minimization of minority voting strength. Gingles, 478 U.S. at 47, 92 L.
Ed. 2d at 44; Chapman, 420 U.S. at 15, 42 L. Ed. 2d at 778; see also
Fortson, 379 U.S. at 439, 13 L. Ed. 2d at 405.
The Equal Protection Clause of
Article I, Section 19 of the State Constitution prohibits the State from
denying any person the equal protection of the laws. Before embarking upon
an equal protection analysis, we must first determine the level of
scrutiny to apply. Department of Transp. v. Rowe, 353 N.C. 671, 675, 549
S.E.2d 203, 207 (2001), cert. denied, ___ U.S. ___, 151 L. Ed. 2d 972
(2002). Strict scrutiny, this Court's highest tier of review, applies
"when the classification impermissibly interferes with the exercise
of a fundamental right or operates to the peculiar disadvantage of a
suspect class." White, 308 N.C. at 766, 304 S.E.2d at 204; see also
Texfi Indus., Inc. v. City of Fayetteville, 301 N.C. 1, 11, 269 S.E.2d
142, 149 (1980). [***48] Under strict scrutiny, a challenged governmental
action is unconstitutional if the State cannot establish that it is
narrowly tailored to advance a compelling governmental interest.
Northampton Cty.
[*378] Drainage Dist. No. One
v. Bailey, 326 N.C. 742, 746, 392 S.E.2d 352, 355 (1990).
It is well settled in this
State that "the right to vote on equal terms is a fundamental
right." Id. at 747, 392 S.E.2d at 356; see also Preston, 325 N.C. at
454, 385 S.E.2d at 481; Texfi Indus., Inc., 301 N.C. at 12, 269 S.E.2d at
149. The classification of voters into both single-member and multi-member
districts within plaintiffs' proposed remedial plans necessarily
implicates the fundamental right to vote on equal terms, and thus strict
scrutiny is the applicable standard.
[**394] In applying such
standard, we note, for instance, that under plaintiffs' proposed five
percent House Plan, voters in multi-member District 36 (Buncombe,
McDowell, and Burke Counties) may vote for a contingent of five
Representatives, while voters in neighboring District 38 (Haywood and
Swain Counties) elect only one Representative. Likewise, in plaintiffs'
proposed [***49] five percent Senate Plan, multi-member District 13
(Caswell, Rockingham, Guilford, Randolph, Davidson, and Forsyth Counties)
voters elect a contingent of five Senators, while in neighboring District
19 (Rowan and Davie Counties), voters elect only one Senator. These
classifications, as used within plaintiffs' proposed remedial plans,
create an impermissible distinction among similarly situated citizens
based upon the population density of the area in which they reside.
In this context, we examine
the provisions of Article II, Sections 3(1) and 5(1) of the State
Constitution to determine whether the use of both single-member and
multi-member districts within the same redistricting plan violates the
Equal Protection Clause of the State Constitution. See N.C. Const. art. I,
§ 19. We recognize that a constitution cannot be in violation of itself,
Leandro v. State, 346 N.C. 336, 352, 488 S.E.2d 249, 258 (1997), and that
all constitutional provisions must be read in pari materia, In re Peoples,
296 N.C. 109, 159, 250 S.E.2d 890, 919 (1978) (citing Williamson v. City
of High Point, 213 N.C. 96, 103, 195 S.E. 90, 94 (1938), cert. [***50]
denied, 442 U.S. 929, 61 L. Ed. 2d 297 (1979), and Parvin v. Board of
Comm'rs of Beaufort Cty., 177 N.C. 508, 511, 99 S.E. 432, 434 (1919)).
These rules of construction require us to construe Article II, Sections
3(1) and 5(1) in conjunction with Article I, Section 19 in such a manner
as to avoid internal textual conflict.
Article II, Sections 3(1) and
5(1) begin by stating that "each Senator [or Representative] shall
represent, as nearly as may be, an equal number of inhabitants."
These words embody the principle of
[*379] "one-person,
one-vote." The proviso that follows in each section adds "the
number of inhabitants that each Senator [or Representative] represents
being determined for this purpose by dividing the population of the
district that he [or she] represents by the number of Senators [or
Representatives] apportioned to that district." These provisos
arguably contemplate multi-member districts by stating that, for
apportionment purposes, each member of the General Assembly from such a
district represents a fraction of the voters in that district. The
principle of "one-person, one-vote" is preserved because the
number of voters in each member's [***51] fraction of the multi-member
district is the same as the number of voters in a single-member district.
However, in practice, these
theoretical divisions within such districts do not work because every
Representative or Senator from such a district represents and is supported
by every resident in the district, not just those voters making up the
fraction of the district comprising the theoretical constituency. Members
do not "divide the population of the district that he [or she]
represents" to determine their "true" constituency. As a
consequence, those living in such districts may call upon a contingent of
responsive Senators and Representatives to press their interests, while
those in a single-member district may rely upon only one Senator or
Representative. Thus, although the people have mandated in their
Constitution that all North Carolinians enjoy substantially equal voting
power, Northampton Cty. Drainage Dist. No. One, 326 N.C. at 746, 392
S.E.2d at 355, the same Constitution contains language which appears to
deny voters in single-member districts their right to substantially equal
legislative representation. Accordingly, and consistent with the analysis
[***52] found elsewhere in this opinion, we hold that the language quoted
above purporting to allow multi-member districts is effective only within
a limited context. We conclude that, while instructive as to how
multi-member districts may be used compatibly with "one-person,
one-vote" principles, Article II, Sections 3(1) and 5(1) are not
affirmative constitutional mandates and do not authorize use of both
single- member and multi-member districts in a manner violative of the
fundamental right of each North Carolinian to substantially equal voting
power.
[**395] The proposition that
use of both single-member and multi-member districts within the same
redistricting plan violates equal protection principles is not novel. In
Kruidenier v. McCulloch, 258 Iowa 1121, 142 N.W.2d 355, cert. denied, 385
U.S. 851, 17 L. Ed. 2d 80,
[*380] 87 S. Ct. 79 (1966),
the Iowa Supreme Court concluded that legislative redistricting schemes,
in which there were multi-member districts and single-member districts in
the same house plan, unconstitutionally impaired the rights of residents
within single-member districts. The Court observed the following example
from the apportionment scheme at [***53] issue there: "The resident
of Warren County can vote for 1/61 of the senate and 1/124 of the house.
The resident of Polk County can vote for 1/12 of the senate and 1/11 of
the house." Id. at 1147, 142 N.W.2d at 370. The Court concluded that
the "mere statement of this example disclosed the basic unfairness,
inequality and lack of uniformity inherent in such a scheme of legislative
apportionment" and stated:
Equal voting power for all
citizens is the goal. Proposed legislation requires a majority vote of the
members of each house to become a law. It is a political reality that
legislators are much more inclined to listen to and support a constituent
than an outsider with the same problem. It is equally basic that much
legislative work is done by committees and there is a distinct advantage
in having one's own representative sitting as a member of a committee
considering legislation in which one has an interest. . . . Particularly
in personal interest legislation the resident of [the multi-member
district] has an unfair and unequal advantage over the resident of . . .
any other single- member district. He has a much greater opportunity to
find legislators to espouse [***54] his cause and a much greater chance
that one or more of his representatives will be on the committee to which
his legislation is assigned. His voting power is much greater.
Id. at 1147-48, 142 N.W.2d at
370-71 (emphasis added).
The Iowa Supreme Court
concluded that any legislative apportionment scheme containing both
multi-member and single- member legislative districts unlawfully impaired
the right of a resident within a single-member district under both the
Iowa Constitution and the Constitution of the United States. Id. at 1148,
1156, 142 N.W.2d at 371, 375. The Iowa Supreme Court qualified its holding
by stating that, to the extent a rational plan of apportionment could not
be achieved by using all single- member districts, the possibility existed
that use of some multi- member districts could be constitutionally
permissible. Id.
In our view, use of both
single-member and multi-member districts within the same redistricting
plan violates the Equal Protection
[*381] Clause of the State
Constitution n6 unless it is established that inclusion of multi-member
districts advances a compelling state interest. Therefore, the trial court
is directed [***55] on remand to afford the opportunity to establish, at
an evidentiary hearing, that the use of such districts advances a
compelling state interest within the context of a specific, proposed
remedial plan. n7
n6 It is beyond dispute that
this Court "has the authority to construe [the State Constitution]
differently from the construction by the United States Supreme Court of
the Federal Constitution, as long as our citizens are thereby accorded
no lesser rights than they are guaranteed by the parallel federal
provision." State v. Carter, 322 N.C. 709, 713, 370 S.E.2d 553, 555
(1988).
n7 In the event such a
hearing is requested on remand, the trial court is authorized to take
all necessary remedial actions to ensure that the primary elections for
legislative offices are conducted in a timely and expeditious manner and
consistent with the general election scheduled for 5 November 2002.
With respect to redistricting
plans, undoubtedly, federal law impacts the functional application of the
WCP [***56] but does not, as suggested by defendants, totally void it. To
accept defendants' logic would necessarily imply that any time Congress
enacted a law which even superficially touched upon an area of primary
state responsibility, all related state provisions within the challenged
area of state jurisprudence would be immediately and entirely nullified.
Such a presumption [**396] reflects a misunderstanding of federal
preemption analysis.
As noted by the United States
Supreme Court in Shaw v. Reno and by the USDOJ in its previous
correspondence and administrative regulations, operation of federal law
does not preclude states from recognizing traditional political
subdivisions when drawing their legislative districts. Shaw, 509 U.S. at
647, 125 L. Ed. 2d at 528; see also 66 Fed. Reg. 5413; Growe, 507 U.S. at
34, 122 L. Ed. 2d at 400; 1981 USDOJ letter. Although we discern no
congressional intent, either express or implied, to preempt the WCP
through the operation of the VRA, we also recognize that the WCP may not
be interpreted literally because of the VRA and "one-person,
one-vote" principles. See Guerra, 479 U.S. at 280-81, 93 L. Ed. 2d at
623; [***57] 1981 USDOJ letter. Federal law, therefore, preempts the State
Constitution only to the extent that the WCP actually conflicts with the
VRA and other federal requirements relating to state legislative
redistricting and reapportionment. See Guerra, 479 U.S. at 281, 93 L. Ed.
2d at 623. It remains possible, therefore, to comply with both the VRA and
the WCP as reconciled with other provisions of state law. See Florida
Lime, 373 U.S. at 142, 10 L. Ed. 2d at 256-57. Our interpretation of the
WCP does
[*382] not create a conflict
with the VRA, nor does it frustrate the objectives and purposes of federal
law. See id. Accordingly, the contention that the WCP is wholly
unenforceable as a matter of federal preemption analysis is untenable.
In addition to our obligation
to ensure that the WCP complies with federal law, it must also be
reconciled with other legal requirements of the State Constitution. In
this respect, an application of the WCP that abrogates the equal right to
vote, a fundamental right under the State Constitution, must be avoided in
order to uphold the principles of substantially equal voting power and
substantially equal legislative representation [***58] arising from that
same Constitution.
Without question, the intent
of the WCP is to limit the General Assembly's ability to draw legislative
districts without according county lines a reasonable measure of respect.
Prior to the imposition of "one-person, one-vote" and VRA
requirements, implementation of the provision was simple and
straightforward. However, despite the advent of the VRA and
"one-person, one-vote" principles, we are not permitted to
construe the WCP mandate as now being in some fashion unmanageable, or to
limit its application to only a handful of counties. Any attempt to do so
would be an abrogation of the Court's duty to follow a reasonable,
workable, and effective interpretation that maintains the people's express
wishes to contain legislative district boundaries within county lines
whenever possible. As we stated in State ex rel Martin v. Preston:
"Progress demands that government should be further refined in order
to best respond to changing conditions. Several provisions of our
Constitution provide the elasticity which ensures the responsive operation
of government." Preston, 325 N.C. 438, 458, 385 S.E.2d 473, 484
(1989).
To accomplish this task, we
[***59] accept the obvious: that in the absence of large multi-member
districts, the ability to substantially preserve external county
boundaries while complying with the VRA, "one-person, one-vote,"
and State equal protection requirements, would be impossible without the
ability to draw single-member districts within counties or aggregated
groups of counties. As a result, the WCP is interpreted consistent with
federal law and reconciled with equal protection requirements under the
State Constitution by requiring the formation of single-member districts
in North Carolina legislative redistricting plans. The boundaries of such
single-member districts, however, may not cross county lines except as
outlined below.
[*383] Consistent with the
legal analysis set forth above, we direct the trial court, during the
remedial stage of the instant proceeding, to ensure that redistricting
plans for the North Carolina Senate and North Carolina House of
Representatives comply with the following requirements.
On remand, to ensure full
compliance with federal law, legislative districts required by [**397] the
VRA shall be formed prior to creation of non-VRA districts. The USDOJ
precleared the 2001 legislative redistricting [***60] plans, and the VRA
districts contained therein, on 11 February 2002. This administrative
determination signified that, in the opinion of the USDOJ, the 2001
legislative redistricting plans had no retrogressive effect upon minority
voters. In the formation of VRA districts within the revised redistricting
plans on remand, we likewise direct the trial court to ensure that VRA
districts are formed consistent with federal law and in a manner having no
retrogressive effect upon minority voters. To the maximum extent
practicable, such VRA districts shall also comply with the legal
requirements of the WCP, as herein established for all redistricting plans
and districts throughout the State.
In forming new legislative
districts, any deviation from the ideal population for a legislative
district shall be at or within plus or minus five percent for purposes of
compliance with federal "one-person, one-vote" requirements.
In counties having a 2000
census population sufficient to support the formation of one non-VRA
legislative district falling at or within plus or minus five percent
deviation from the ideal population consistent with "one-person,
one-vote" requirements, the WCP requires that [***61] the physical
boundaries of any such non-VRA legislative district not cross or traverse
the exterior geographic line of any such county.
When two or more non-VRA
legislative districts may be created within a single county, which
districts fall at or within plus or minus five percent deviation from the
ideal population consistent with "one-person, one-vote"
requirements, single- member non-VRA districts shall be formed within said
county. Such non-VRA districts shall be compact and shall not traverse the
exterior geographic boundary of any such county.
In counties having a non-VRA
population pool which cannot support at least one legislative district at
or within plus or minus five percent of the ideal population for a
legislative district or, alternatively,
[*384] counties having a non-VRA
population pool which, if divided into districts, would not comply with
the at or within plus or minus five percent "one- person,
one-vote" standard, the requirements of the WCP are met by combining
or grouping the minimum number of whole, contiguous counties necessary to
comply with the at or within plus or minus five percent "one-person,
one-vote" standard. Within any such contiguous multi-county grouping,
[***62] compact districts shall be formed, consistent with the at or
within plus or minus five percent standard, whose boundary lines do not
cross or traverse the "exterior" line of the multi-county
grouping; provided, however, that the resulting interior county lines
created by any such groupings may be crossed or traversed in the creation
of districts within said multi-county grouping but only to the extent
necessary to comply with the at or within plus or minus five percent
"one-person, one-vote" standard. The intent underlying the WCP
must be enforced to the maximum extent possible; thus, only the smallest
number of counties necessary to comply with the at or within plus or minus
five percent "one- person, one-vote" standard shall be combined,
and communities of interest should be considered in the formation of
compact and contiguous electoral districts.
Because multi-member
legislative districts, at least when used in conjunction with
single-member legislative districts in the same redistricting plan, are
subject to strict scrutiny under the Equal Protection Clause of the State
Constitution, multi-member districts shall not be used in the formation of
legislative districts unless it [***63] is established that such districts
are necessary to advance a compelling governmental interest.
Finally, we direct that any
new redistricting plans, including any proposed on remand in this case,
shall depart from strict compliance with the legal requirements set forth
herein only to the extent necessary to comply with federal law.
This Court has verified
independently that the above requirements of the State Constitution,
including the WCP and the Equal Protection Clause, can in fact be
reconciled and applied in a manner consistent therewith, as well as with
federal requirements, including the VRA and "one-person,
one-vote" [**398] principles. This verification was achieved through
use of a software program which is used by the General Assembly during the
redistricting process and which the General Assembly makes generally
available to members of the public.
[*385] The General Assembly
optimally should be afforded the first opportunity to enact new
redistricting plans for the North Carolina Senate and North Carolina House
of Representatives based on the 2000 census and the constitutional
requirements which we have upheld in this opinion. Defendants have
represented, however, that there is insufficient [***64] time for the
General Assembly to enact new plans for use in the 2002 election cycle.
Accordingly, we direct the trial court to conduct a hearing, on an
expedited basis, on the question of the feasibility of allowing the
General Assembly the first opportunity to develop new redistricting plans.
The General Assembly should be accorded the first opportunity to draw the
new plans if so doing will not disrupt the timing of the 2002 general
election. In the event defendants are unable to demonstrate that the
General Assembly is able to develop new redistricting plans in accordance
with the timetable established by the trial court, the trial court is
authorized and directed to seek proposed remedial plans, n8 review and
adopt temporary or interim remedial plans for the North Carolina Senate
and North Carolina House of Representatives, and seek preclearance
thereof, for use in the 2002 election cycle. n9
n8 The trial court should
consider whether a court-appointed expert would be of assistance in
ensuring compliance with federal law and state constitutional
requirements. See N.C.G.S. § 8C-1, Rule 706 (1999). [***65]
n9 In this event, the
General Assembly shall be accorded the opportunity to enact new
redistricting plans, consistent with the constitutional requirements set
forth herein, during its 2003 session.
Based upon our thorough review
of the extensive materials filed in this Court in this case, we believe
that the people's insertion of a whole-county requirement within their
Constitution was not an historical accident. Rather, we believe that this
provision was inserted by the people of North Carolina as an objective
limitation upon the authority of incumbent legislators to redistrict and
reapportion in a manner inconsistent with the importance that North
Carolinians traditionally have placed upon their respective county units
in terms of their relationship to State government. Enforcement of the WCP
will, in all likelihood, foster improved voter morale, voter turnout, and
public respect for State government, and specifically, the General
Assembly as an institution; will assist election officials in conducting
elections at lower cost to the taxpayers of this State; and will instill a
renewed sense [***66] of community and regional cooperation within the
respective countywide or regionally formed legislative delegations
mandated by the WCP. For instance, there will again be countywide
delegations and, in rural areas, contiguous multi-county delegations
[*386] in the General
Assembly, which, in working with legislative delegations from other
regions of the State, can more effectively work together in a positive
manner on matters of mutual concern to citizens of our State.
Accordingly, the orders of the
trial court below are affirmed as modified, n10 the stay issued by this
Court is lifted, and the trial court is authorized to enter such further
orders as necessary to implement our holdings in this opinion.
n10 We have reviewed and
considered all other issues and assignments of error presented by the
parties and conclude that they do not need to be addressed in order to
effect a full and proper resolution of this case.
AFFIRMED AS MODIFIED.
Pursuant to Rule 32 of the
North Carolina Rules of Appellate Procedure, the mandate [***67] of this
opinion is expedited and shall issue at 12:00 o'clock noon on 3 May 2002.
CONCURBY: ORR (In Part)
DISSENTBY: ORR (In Part);
PARKER; BUTTERFIELD
DISSENT: [*388] [**401]
Justice ORR concurring in part and dissenting in part.
While I agree with the
ultimate conclusion of the majority -- that the trial court correctly
ruled the redistricting plans at issue unconstitutional -- I do so for
different reasons. As to the remedial portion of the majority decision, I
disagree with the majority's utilization of a State Equal Protection
argument to conclude that "multi-member" districts are
unconstitutional and with the majority's imposition of a
plus-or-minus-five percent standard for drawing new districts. Therefore,
I am compelled to write separately and to concur in part and dissent in
part to the majority's opinion.
I.
The second issue advanced by
the defendants is that "the trial court impermissibly enforced
ineffective constitutional amendments when it struck down the enacted
redistricting plans." The basis for this argument is that the state
constitutional provisions at issue are unenforceable under section 5 of
the Voting Rights Act (VRA). Defendants argue that "because the
constitutional amendments [***68] were never precleared, they have no
force and effect and cannot be relied upon in redrawing the State's
legislative districts." As to the portion of the majority opinion
addressing defendants' contentions, under the heading of "Effect of
1981 USDOJ Objection to Redistricting Plan and Decision of Federal
District Court in Cavanagh v. Brock, 577 F. Supp. 176 (E.D.N.C.,
1983)," I concur in both the reasoning and result.
The constitutional amendments
at issue were properly passed by the General Assembly and adopted by the
voters of this State. See Act of May 31, 1967, ch. 640, 1967 N.C. Sess.
Laws 704; John L. Sanders & John F. Lomax, Jr., Amendments to the
Constitution of North Carolina: 1776-1996, at 15 (Inst. of Gov't, Univ. of
N.C. at Chapel Hill, 1997). These amendments were further carried forward
in the revision and updating of the North Carolina Constitution submitted
to the people in 1970 and duly enacted. Thus, on their face, these
amendments are valid and binding provisions of our State Constitution. As
a result, any constitutional problems with regard to these amendments
could arise only if the application of the provisions conflicted with the
United [***69] States Constitution or federal legislation amid a
redistricting plan's submission. The view that the so-called
"whole-county provisions" (WCP) can be challenged only in the
context of a specific redistricting plan is further buttressed by the very
language of the constitutional provisions at issue. "No county
[*389] shall be divided in the
formation of a [legislative] district." N.C. Const. art II, § §
3(3), 5(3) (emphasis added (hereinafter collectively referred to as the
"WCP" for purposes of reference to either or both the Senate
provision, section 3(3), and the House of Representative provision,
section 5(3)). The WCP, therefore, by its own terms, means absolutely
nothing except when it is utilized to form a district. Thus, as the
majority correctly concludes, defendants' argument -- in sum, that the
provision has somehow been rendered inapplicable -- must fail because the
provision is mandatory and binding unless the plan utilizing it is shown
to be in violation of federal law.
II.
Having determined that the WCP
is a valid and binding state constitutional provision, the next
fundamental issue is whether the redistricting plans submitted by the
State violate the WCP. The majority, [***70] having earlier in its opinion
noted the inordinate number of divided counties in the submitted plans,
holds in one sentence that such plans violate the WCP and are therefore
void. The majority then proceeds immediately to the remedial portion of
the opinion. While ultimately reaching a similar conclusion, I find it
necessary and appropriate to address defendants' core argument that county
lines must be divided because of the federal mandatory requirements of
"one person, one vote" and the Voting Rights Act's restrictions
and defendants' contention that the trial court erred in its order by
establishing criteria under which new redistricting plans are to be drawn.
In large part, defendants'
argument questions the necessity of large multi-member districts -- either
single-county or multi-county -- [**402] and the inherent failings of any
criteria allowing such districts. Plaintiffs' counter-argument and
proposed remedial plan relies in large part on the use of multi- member
districts, many of which incorporate multiple counties, ostensibly in
order to comply with the WCP.
It is necessary to examine the
contentions of the parties in the context of the application and
interpretation of the WCP, [***71] as well as in the context of the WCP's
interrelationship with other constitutional provisions -- i.e., those that
govern the General Assembly's constitutional duty to draw legislative
districts. Our examination of the constitutional provisions at issue is
guided by the following interpretation principles articulated by then
Justice Joseph Branch (later Chief Justice) some twenty-five years ago:
[*390] The North Carolina
Constitution expresses the will of the people of this State and is,
therefore, the supreme law of the land. Thus, it is a fundamental
principle of constitutional construction that effect must be given to the
intent of the people adopting the Constitution, or an amendment thereto,
and that constitutional provisions should be construed in consonance with
the objectives and purposes sought to be accomplished, giving due
consideration to the conditions then existing. It is well established
that, in construing either the federal or State Constitution, what is
implied is as much a part of the instrument as what is expressly stated.
Further, amendments are to be construed harmoniously with antecedent
provisions, insofar as possible.
In re Martin, 295 N.C. 291,
299, 245 S.E.2d 766, 771 (1978) [***72] (citations omitted).
With these guideposts of
constitutional interpretation before us, I now turn to a review of the
constitutional provisions applicable to this case, as expressed in Article
II, Section 3 and its subsections, controlling Senate districts and
apportionment, and Article II, Section 5 and its subsections, controlling
districts and apportionment of the House of Representatives. These
provisions, adopted in large part by the 1968 amendments to our
then-existing Constitution and readopted as part of the 1971 Constitution,
govern and control the process of reapportionment and district-drawing by
the General Assembly.
I note at the outset that our
State Constitution is not a grant of power but serves instead as a
limitation of power, that all power which is not expressly limited by the
people in our Constitution remains with the people, and that an act of the
people through their representatives in the legislature is valid unless
prohibited by that constitution. McIntyre v. Clarkson, 254 N.C. 510, 515,
119 S.E.2d 888, 891 (1961). Thus, the power of the people, through their
elected representatives in the General Assembly, is constrained by the
specific [***73] limitations imposed by duly adopted constitutional
provisions. In this regard, the people of our State, by adopting the 1968
amendments and readopting them in 1970, have affirmatively placed upon the
General Assembly certain limitations in the apportionment and
redistricting process. It is these limitations that I am called upon to
interpret and apply in the context of the issues raised in the instant
case.
The first applicable
limitation, as expressed in the North Carolina Constitution, Article II,
Sections 3(1) and 5(1), provides in part that
[*391] "each [legislator]
shall represent, as nearly as may be, an equal number of
inhabitants," and stands as our State's embodiment of the
"one-person, one vote" edict imposed by the United States
Supreme Court in, among other cases, Gray v. Sanders, 372 U.S. 368,
379-81, 9 L. Ed. 2d 821, 830-31, 83 S. Ct. 801 (1963) (holding that
"the concept of 'we the people' under the Constitution visualizes no
preferred class of voters but equality among those who meet the basic
qualifications," and "the idea that every voter is equal to
every other voter in his State, when he casts his ballot in favor of one
of several competing candidates, [***74] underlies many of our
decisions," and ultimately concluding that "the conception of
political equality from the Declaration of Independence, to Lincoln's
Gettysburg Address, to the Fifteenth, Seventeenth, and Nineteenth
Amendments can mean only one thing -- one person, one vote"). Thus,
Sections 3(1) and 5(1), as constitutional mandates, "express[] the
will of the people of this State and [are], therefore, the supreme law of
the land." In [**403] re Martin, 295 N.C. at 299, 245 S.E.2d at 771.
Next, we must consider the
aforementioned portion of the provision's limitation in light of its
remainder, which provides that "the number of inhabitants that each
[legislator] represents [is] determined for this purpose by dividing the
population of the district that he represents by the number of
[legislators] apportioned to that district." N.C. Const. art. II, §
§ 3(1), 5(1). The language of this clause is not particularly clear, nor
does it plainly evidence either its intended effect or the intent of the
people who voted to adopt it. However, a straightforward reading of the
clause leads me to conclude that the General Assembly is required to draw
districts, and apportion [***75] legislators to those districts, in such
numbers as it shall determine. Historically, the practical effect and
practice of the General Assembly has been to create at least some
multi-member districts. In other words, a large urban county like Wake
would have more than one legislator apportioned to it, and in a similar
vein, smaller counties would be joined together to form a district also
with more than one legislator apportioned to it. However, what this clause
does not provide for is a device or method that allows multiple members
apportioned to such a district to be elected in at-large fashion.
Actually, the clause makes no statement at all about the manner of
election; in fact, any imposition of an at-large voting methodology would
directly conflict with the primary purpose of the provision, which is to
embody the "one-person, one-vote" principle by requiring that
each legislator represent an equal number of inhabitants.
[*392] I acknowledge that past
practice has been to allow at- large elections in any district that has
been apportioned multiple members. Support for such an at-large scheme has
largely rested on the premise that, for example, a district of 134,000
inhabitants is somehow [***76] represented by two Representatives, each of
whom represents 67,000 inhabitants. However, the premise proves illusory,
as shown by the following. First, each Representative elected from such a
district is in actuality elected by 134,000 inhabitants; second, each
Representative represents each and all of those 134,000 inhabitants;
third, each inhabitant of such a district has two elected Representatives,
not one. As a result, the at-large election scheme deviates, and
significantly so, from the "one- person, one-vote" principle by
providing greater practical representation for inhabitants in multi-member
districts with at- large elections than to those in single-member
districts.
As a result of the foregoing
analysis, I conclude that Article II, Sections 3(1) and 5(1) of our
Constitution prohibit at-large elections within multi-member districts.
And while the General Assembly may create multi-member districts (in part
to comply with the WCP, as discussed below, and/or in part to comply with
"one-person, one-vote" requirements or VRA requirements), those
members apportioned to such districts must be elected from a specified
area that sets off a proportional number of inhabitants [***77] based upon
the ideal population for House and Senate districts (1/120th of the
State's overall population, or approximately 67,000 persons for purposes
of the instant case, for House districts, and 1/50th of the state's
overall population, or approximately 161,000 persons for purposes of the
instant case, for Senate districts).
Since I conclude that the
first limitation placed upon the General Assembly by the 1968 amendments
-- namely, that "each [legislator] shall represent, as nearly as may
be, an equal number of inhabitants," N.C. Const. art. II, § § 3(1),
5(1) -- requires that Representatives and Senators be elected from
single-member districts, the fiction of at-large voting and divided
representation cannot survive and be faithful to the restrictions of
"one person, one vote." It is important to note that this
"one-person, one-vote" limitation is no longer just a mandate of
constitutional interpretation imposed by the United States Supreme Court
on our State. Instead, it is a duly adopted limitation on legislative
redistricting, expressly memorialized in our State Constitution, and as
such reflects "the will of the people of this State and, is,
therefore, the supreme law of [***78] the land." In re Martin, 295
N.C. at 299, 245 S.E.2d at 771.
[**404]
[*393] The remedial portion of
the majority opinion declares that in single counties with two or more
non-VRA districts, single-member districts must be formed within the
county; further, the majority asserts that in "contiguous
multi-county groupings, interior county lines within such groupings may be
crossed or traversed" in the creation of the required single- member
districts. However, what the majority fails to articulate is why those
circumstances do not violate the WCP requirement to not divide a county in
the formation of a legislative district. While I concur with the result of
the bare implied assertion that such division does not violate the WCP, I
feel compelled to offer a legal rationale for such a conclusion.
The WCP provides that "no
county shall be divided in the formation of a [legislative]
district." The provision, requiring that counties not be divided in
drawing districts, was enacted contemporaneously with the
"one-person, one-vote" provisions in Article II, Sections 3(1)
and 5(1). While not facially inconsistent, the practical implementation of
the two subsections is complicated [***79] by their seemingly contrasting
effects. Simple geography suggests that strict adherence to the WCP may
prove untenable in light of "one-person, one-vote" and VRA
requirements, which may force divisions between residents of the same
county. Nevertheless, this Court must reconcile and harmonize the two
provisions, guided by the mandate of the people, who imposed upon the
General Assembly the specific limitations that: (1) one legislator be
elected from a predetermined number of designated constituents based upon
"one- person, one vote" principles; and (2) counties not be
divided in the formation of legislative districts.
"In order to ascertain
the meaning of [an] amendment to the Constitution, it is appropriate to
consider it in pari materia with the other sections of our Constitution
which it was intended to supplement." In re Peoples, 296 N.C. 109,
159, 250 S.E.2d 890, 919 (1978), cert. denied, 442 U.S. 929, 61 L. Ed. 2d
297, 99 S. Ct. 2859 (1979). "Where possible[,] amendments to the
Constitution should be given a practical interpretation which will carry
out the plainly manifested purpose of those who created them." Id. at
162, 250 S.E.2d at 920. [***80] In honoring these principles of
constitutional interpretation, as set forth by then Chief Justice Susie
Sharp in In re Peoples, we must view the "whole-county
provision" in a practical light and attempt to interpret it in such a
way as to carry out its manifest purpose (as expressed by the people). As
noted by the majority, the intent of the provision is to limit the General
Assembly's ability to draw legislative districts without regard
[*394] to county lines (a
practice the current plans do extensively), and prior to the imposition of
"one-person, one-vote" requirements and the VRA, implementation
of the provision was simple and straightforward. In addition, the natural
advent of complications arising from the implementation of the VRA and
"one-person, one vote" principles does not permit me to construe
the WCP mandate as if it had been rendered unmanageable by the federal
mandates, or even to limit its application to but a handful of counties.
In my view, any attempt to do so would be an abrogation of the Court's
duty: (1) to find a practical interpretation of the provision consistent
with "one-person, one-vote" principles; and (2) to maintain the
people's express wishes to contain [***81] district boundaries to county
lines.
Without at-large elections in
multi-member districts, the ability to purely follow external county
boundaries in order to comply with VRA requirements and with
"one-person, one-vote" limitations would be impossible without
the ability to draw single-member districts within the confines of: (1)
any multi- member district composed of a single county, and/or; (2) any
multi-member district composed of multiple counties. Therefore, in order
to honor the will of the people, I would conclude that single-member
districts that traverse county lines within the confines of a multi-county
district do not violate the WCP of our State Constitution. Similarly, I
would also conclude that single-member districts that dissect a single,
highly populated county do not do so either. See Kruidenier v. McCulloch,
258 Iowa 1121, 142 N.W.2d 355 (holding that there is no
"division" of a county as long as a district is entirely within
a specific county), cert. denied, 385 U.S. 851, 17 L. Ed. 2d 80, 87 S. Ct.
79 (1966).